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How Deep is Your Love?

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How Deep is Your Love?
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10 questions

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1.

MULTIPLE CHOICE QUESTION

20 sec • 1 pt

The __________ line of defence is principally responsible for managing compliance risk inherent in the day to day activities, processes and systems to ensure compliance with all applicable laws, rules, regulations and standards.

First

Second

Third

Final

2.

MULTIPLE CHOICE QUESTION

20 sec • 1 pt

As business units, which of the following is the right course of action should you discover potential Compliance Event?

Keep quiet and do nothing

Talk to your DCO, HOD and Compliance Department

Write to Bank Negara Malaysia

Email Board of Directors

3.

MULTIPLE CHOICE QUESTION

20 sec • 1 pt

It is the responsibility of _________ to comply with Competition Law Policy and Competition Act.

Risk Management & Compliance
Senior Management Team
Board Risk Management Committee
All employees

4.

MULTIPLE CHOICE QUESTION

20 sec • 1 pt

___________ is any event or action that may potentially impact partly or completely the achievement of the GELM’s objectives as a result of its failure to comply with applicable regulations.

Operational Risk
Financial Risk
Compliance Risk
Strategic Risk

5.

MULTIPLE CHOICE QUESTION

20 sec • 1 pt

Who is the liaison officer between functional departments and Compliance?

Data Compliance Officer
Department Compliance Owner
Department Risk Officer
Department Compliance Officer

6.

MULTIPLE CHOICE QUESTION

20 sec • 1 pt

Investigation on staff misconduct is performed by ________________ Department.

Human Capital

Internal Audit

Compliance

Legal

7.

MULTIPLE CHOICE QUESTION

20 sec • 1 pt

Which of the following is a new unit within Risk Management & Compliance?

Operations Compliance
AML/CFT Operations Center
Data Protection Governance Office
Governance

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