Limitations 101

What are the requirements for KYC lite?

• POI, Date of Birth and POA

• POI, POA and confirmed financials

• POI and POA

• POI, nationality and Date of Birth

True or False

If the account has Parting Ways for SRO and already passed 180 days? Can we allow the customer to withdraw?

• True

• False

If the account has SRO, CRS, BRM and AUP limitations? What are the requirements for toggling withdrawal

• Passed 180 days only

• Passed 180 days + POI

• Passed 180 days + POI and POA

• Passed 180 days + POI, POA and confirmed financials?

True or False

If the account has Parting Ways due to False name, we need to wait 180 days to allow the withdrawal.

• True

• False

If passed 180 days and the customer cannot withdraw the money, we can ask for balance transfer. What are the requirements for balance transfer if the amount is less than $50.00 USD?

• POI

• POI and POA

• POI and LOA

• POI, POA and LOA

If the POI was expired after March 2020. Can we still accept the document?

• Yes

• No

Can we work on this limitation?

Intermediary/Exit

• Yes

• No

Can we work on this limitation?

SRO - High Risk Selling Activity

• Yes

• No

Can we work on this limitation?

Auto-CHBK Unauthorized CC Use

• Yes

• No

Can we work on this limitation?

Compliance Global AML Enforcement

Business account

Business type: Sole Trader

• Yes

• No