ASU Cup - Day 1

Do we need initial trade details for migration AOR?

• a) Yes - each time

• b) Yes - but not mandatory

• c) No - the AOR is required for a transfer of existing holding(s)

• d) No - the TA will ask for first subscription's value anyway

Who decides if we open account in Nominee or NDA with specific TA?

• a) TA

• b) FS

• c) PA

• d) FMC

Who never eats in the office in Kraków?

• a) Paweł

• b) Dawid

• c) Agnieszka

• d) Bartek

How can you tell an AOD is ongoing for a re-registration?

• a) it will have INACTIVE flag next to AOD reference in detailed view

• b) AU type 1 and corresponding account status will be filled in and updated

• c) AU type 2 & 3 and corresponding account status will be filled in and updated

• d) you ask someone from AU Team

LN Client DB: Is there any option to store information for AD meaning?

• a) Yes - it is included on the RG299 and stored on Registered Holder Level

• b) Yes - we store it on the Account Designation level

• c) No - it is irrelevant and we challenge TA as we do not provide it

• d) No - Order Processing team will reach out to the Client only if there is a related trade

CCF funds are domiciled in:

• a) Luxembourg

• b) Ireland

• c) UK

• d) Hong Kong

Positions (holdings) in FundSettle are linked to:

• a) PA number

• b) AOD

• c) account name

• d) account ID

Who is the tallest in ASU team?

• a) Maarten

• b) Remi

• c) Marysia

• d) Miłosz

How many active AODs do we actually have in FS browser (as of 06/2022)?

• a) 25 500

• b) 47 800

• c) 67 200

• d) 87 300

What is main source of knowledge for AO Proc for all Legal topics:

• a) FGLs

• b) BQT

• c) KIID

• d) Memorandum and Prospectus