Financial Certification & Requirements

Finance is defined as which of the following?

• How much money a person has

• The management of money

• A particular area of the job market

• What a person has leftover after retirement

Which famous person in finance is a former mayor of New York?

• Warren Buffett

• B.C. Forbes

• Jim Cramer

• Michael Bloomberg

Embezzling money is when an individual steals money from a company through armed robbery.

• True

• False

Personal financial planning is an area of finance geared toward helping an individual achieve goals related to saving and investing funds.

• True

• False

Financial certification requirements do not include tests on ethics.

• True

• False

Any financial exam can be taken on your computer in your own home.

• True

• False

All financial professionals are required to pass the exam on the first try.

• True

• False

What year was the Securities & Exchange Commission created?

• 1934

• 1936

• 1938

• 1940

How many levels must be passed to receive a CFA charter?

• Two

• Three

• Five

• Ten

Which of the following is another term for market technicians?

• CEOs

• Financial analysts

• Chartists

• Financial planners