ESG_Recent Update Quiz
Authored by Dianne Pangan
Other
Professional Development
Used 2+ times
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10 questions
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1.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
We can use the following source for data point 1 except:
Firm Website
Brochure
IAPD > Schedule A
IAPD> VIEW LATEST FORM ADV FILED
2.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
Can we still use 2020 PRI Report as a sustainability Report?
Yes
No
3.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
Can we use a Delisted UNPRI Report for Sustainability Report data point?
Yes
No
4.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
If the firm has no website and c-level can be found in the crunchbase, what will be the next step?
Proceed in using the Crunchbase as a source
Verify the job title in LinkedIn
Verify the job title in Facebook
Retain the source as blank
5.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
Privacy Policy from the Investor Portal should not be used. True or False?
True
False
6.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
We can consider the term "appointed representative" for the 2nd data point.
True
False
7.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
We can consider section ISP 3 for DP 31 (Total AUM disclosed as subject to ESG criteria or policies) even if it is not in exact amount or percentage. True or False?
True
False
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