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ESG_Recent Update Quiz

Authored by Dianne Pangan

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Professional Development

Used 2+ times

ESG_Recent Update Quiz
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10 questions

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1.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

We can use the following source for data point 1 except:

Firm Website

Brochure

IAPD > Schedule A

IAPD> VIEW LATEST FORM ADV FILED

2.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Can we still use 2020 PRI Report as a sustainability Report?

Yes

No

3.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Can we use a Delisted UNPRI Report for Sustainability Report data point?

Yes

No

4.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

If the firm has no website and c-level can be found in the crunchbase, what will be the next step?

Proceed in using the Crunchbase as a source

Verify the job title in LinkedIn

Verify the job title in Facebook

Retain the source as blank

5.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Privacy Policy from the Investor Portal should not be used. True or False?

True

False

6.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

We can consider the term "appointed representative" for the 2nd data point.

True

False

7.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

We can consider section ISP 3 for DP 31 (Total AUM disclosed as subject to ESG criteria or policies) even if it is not in exact amount or percentage. True or False?

True

False

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