
Security Exam Chapter 7
Quiz
•
Other
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Professional Development
•
Practice Problem
•
Hard
Kirk Anderson
Used 2+ times
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44 questions
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1.
FILL IN THE BLANK QUESTION
1 min • 1 pt
A mutual fund shareholder's tax liability is reported on Form______.
2.
FILL IN THE BLANK QUESTION
1 min • 1 pt
If an investor wants exposure to a particular industry, a ___________ fund is the best type of investment.
3.
FILL IN THE BLANK QUESTION
1 min • 1 pt
The NAV of a mutual fund is like the ______ price of stock.
4.
MULTIPLE CHOICE QUESTION
30 sec • 1 pt
True or False: Exchanging mutual fund shares avoids taxes, while switching is taxable.
True
False. Both exchanging and switching mutual fund shares are taxable events.
5.
FILL IN THE BLANK QUESTION
1 min • 1 pt
Letters of Intent are valid for ______________ months.
6.
FILL IN THE BLANK QUESTION
1 min • 1 pt
A mutual fund's POP = _______ + ______________.
7.
FILL IN THE BLANK QUESTION
1 min • 1 pt
The _________________ is synonymous with the ask for a mutual fund.
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