PKT - KYC Helios MF - 13/05/24

1. A clear copy of the PAN card with all details visible is now mandatory in case of physical purchases. State True or False.

• False
• True
• Partially true
• Not applicable

2. What are the current set of documents classified as Officially Valid Document (OVD) for KYC purpose?

• Adhaar Card, Voter ID Card, Driving License

• Passport, NREGA Job Card, PAN Card

• Aadhaar Card, Passport, Voter ID Card, Driving License, NREGA Job Card

• Aadhaar Card, Passport, Voter ID Card, Driving License, NREGA Job Card, PAN Card

3. Where OVD data is validated with the issuing authority, i.e. UIDAI, PAN - Aadhaar linking done, Email and/or Mobile validated – KYC Validated, what will be its implication on Investors?

• Investors must provide additional documentation

• Investors are not allowed to make any transactions

• Investors can proceed with transactions or investments that require KYC compliance.

• Investors will receive a refund for previous investments

4. What is the process for updating KYC details in case of change of address in DSP MF?

• Visit the nearest KYC center with proof of new address

• Update the details online through the investor's account

• Submit a written request to the issuing authority

• No need to update KYC details for change of address

5. Which of the following documents is not considered as an Officially Valid Document (OVD) for KYC purpose?

• Passport

• NREGA Job Card

• Ration Card

• Voter ID Card

6. In case of digital transactions, what is the significance of having a validated Email and/or Mobile number?

• It is not necessary for digital transactions

• Enhances security and authentication

• Increases transaction fees

• Causes delays in transaction processing

Is there any impact for Non-Individual investors like Corporate, Firms, Trusts, Societies, etc.?

• Yes
• Sometimes
• Maybe
• No

8. If the KYC status is On-Hold, as per the current process, both FT & NFT transactions will be restricted until the KYC status is remediated by submission of modification request with respective KRA through any of the intermediary to become KYC Validated. State True or False.

• True
• Not Applicable
• Partially True
• False

9. What is the implication of having a KYC status as 'Pending' on transactions in DSP MF?

• Transactions are restricted until KYC is validated

• No impact on transactions

• Investors must provide additional documentation

• Investors will receive a refund for previous investments

7. Why is it important to update KYC details in case of change of address in DSP MF?

• To avoid delays in transaction processing

• No need to update KYC details for change of address

• Enhances security and authentication

• Increases transaction fees