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Assignment-1

Authored by Saloni Daiya

English

Professional Development

Used 2+ times

Assignment-1
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5 questions

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1.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Q 1. As per SEBI regulations, a mutual fund scheme should have at least ________ investors.

10

15

20

25

2.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Q 2. Mutual fund units issued against purchase transactions would be subject to levy of stamp duty at ______ of the amount invested.

0.50%

0.05%

0.005%

0.01%

3.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Q 3. To whom does the profits or losses made by the mutual fund belong?

The investors

The Asset Management Company

Fund Managers

Trustees

4.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Q 4. What action has to be taken before deleting a default bank account from the registered bank account in a mutual fund folio?

A new folio will have to be opened with the same joint holding as the new default account

Another account has to be designated as the default bank account

All the nominees of the mutual fund scheme have to sign on the change form irrespective of the mode of holding

None of the options

5.

MULTIPLE CHOICE QUESTION

30 sec • 1 pt

Q 5. The Asset Management Companies have to disclose the Total Expense Ratios (TER) of the various schemes on their websites on a ______ basis.

Daily

Weekly

Monthly

Annual

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