Differentiate types of investment companies.

• Real estate trusts
• Hedge funds
• Savings accounts
• The three main types of investment companies are mutual funds, closed-end funds, and exchange-traded funds (ETFs).

Compare the functions and products/services of investment companies.

• Investment companies offer pooled investment options like mutual funds, ETFs, and closed-end funds, focusing on diversification and professional management.
• Investment companies are limited to government bonds only.
• Investment companies focus solely on real estate investments.
• Investment companies only provide loans to businesses.

What is an open-end company?

• An investment company offering redeemable securities.

• An investment company with fixed number of securities.

• An investment company that does not allow redemptions.

• An investment company that only invests in bonds.

What is a closed-end company?

• An investment company offering redeemable securities.

• An investment company with fixed number of securities.

• An investment company that does not allow redemptions.

• An investment company that only invests in bonds.

What is the minimum subscribed and paid-up capital for an Investment Company?

• One Million Pesos

• Ten Million Pesos

• Fifty Million Pesos

• One Hundred Million Pesos

What does AUM stand for?

• Assets Under Management

• Assets Under Market

• Assets Under Monitoring

• Assets Under Measurement

What is a Certified Investment Solicitor (CISo)?

• A Certified Investment Solicitor (CISo) is a certification for real estate agents.
• A Certified Investment Solicitor (CISo) is a type of financial advisor.
• A Certified Investment Solicitor (CISo) is a government official overseeing investments.
• A Certified Investment Solicitor(CISo) is a duly licensed by the Commission and

  appointed by the Fund or the FM/MFD

What is a Mutual Fund Company (MFC)?

• A Mutual Fund Company (MFC) is a type of bank that offers loans to individuals.
• A Mutual Fund Company (MFC) is a government agency that regulates stock markets.
• A Mutual Fund Company (MFC) is a retail store that sells financial products.
• A Mutual Fund Company (MFC) is an institution that manages pooled investments from multiple investors in a diversified portfolio.

What is a Mutual Fund?

• An investment company that pools funds from investors.

• A type of bank account.

• A government bond.

• A stock trading platform.

What are the four basic types of mutual funds in the Philippines?

• Stock, balanced, bond, and money market funds.

• Real estate, stocks, bonds, and commodities.

• Savings, checking, investment, and retirement accounts.

• Equity, fixed income, derivatives, and options.