BF120 Chapter 1 and 2 Recap

What are the Firms that do make private placements of securities issued by emerging firms are called

• Investment Banking

• Venture Capital

• Savings Bank

• Insurance Office

What is An accumulation of assets owned by the investor and designed to transfer purchasing power to the future?

• Raw Data

• Portfolio

• Bonds

• Real Estate Contracts

What is the act of buying or selling securities, and the implied time period is short?

• Tax Lien

• Real Estate Purchase

• Trading

• Buying Bonds

What does it mean to acquire assets to meet specified financial needs such as a savings account to cover a financial emergency or a stock in your retirement account

• Investing

• Money Laundering

• Real Estate Purchasing

• Wholesale Real Estate

An increase in the spread (a)   the cost of investing

An increase in the use of online trading (a)   commission costs.

If a company raises its dividend, the potential loss on a short position in the stock (a)   .

These receipts are created by large financial institutions such as commercial banks to trade foreign shares.

• American Depository Receipts

• Bond Issue

• Investment Prospectus

• Real Estate Contract

A ______

__ in the margin requirement increases the amount an investor may borrow to purchase a stock.

(a)  

The direct sale of an entire issue of bonds or stock to an investor or to a financial institution, such as a pension fund or a life insurance company, is called (a)   .