What the DOJ Is Looking for in Tesla Probe

The video discusses Tesla's compliance with a DOJ request for documents, explaining that such requests are common and not indicative of wrongdoing. It explores the overlap between DOJ and SEC investigations, noting that the DOJ often follows the SEC's lead. The criteria for the DOJ to escalate an investigation include finding willful misconduct by executives. The impact of social media on SEC and DOJ investigations is also covered, highlighting how platforms like Twitter have changed disclosure practices and introduced new challenges in securities law enforcement.

What is the nature of the DOJ's request to Tesla?

• A formal charge

• An informal request for documents

• A subpoena

• A court order

How does the DOJ typically coordinate with the SEC during investigations?

• The DOJ and SEC may start at the same time or the DOJ may follow the SEC

• The SEC always leads the investigation

• The DOJ never coordinates with the SEC

• The DOJ always leads the investigation

What is required for the DOJ to bring criminal charges under federal securities laws?

• Evidence of negligence

• Proof of willful misconduct

• A civil lawsuit

• A public complaint

What role does social media play in SEC and DOJ investigations?

• It has no impact

• It simplifies the investigation process

• It complicates disclosure and can lead to new violations

• It replaces traditional investigation methods

How has the SEC responded to the misuse of social media by companies?

• By ignoring it

• By allowing unrestricted use

• By bringing cases against those who misuse it

• By banning all social media disclosures