Role of SEBI and Grievance and redressel

The video discusses the role of SEBI as a regulatory body in the Indian stock market, likening it to a referee in a football game. SEBI's objectives include investor protection, market regulation, and development. It performs protector, regulatory, and developmental functions, leading to increased market trust and transparency. The video also covers grievance redressal mechanisms at stock exchanges and SEBI, emphasizing the importance of understanding these processes to protect investor rights.

What role does SEBI play in the stock market?

• It serves as a regulatory body.

• It acts as a market participant.

• It operates as a financial advisor.

• It functions as a stockbroker.

Which of the following is NOT one of SEBI's major functions?

• Protective functions

• Investment functions

• Developmental functions

• Regulatory functions

How has SEBI's regulation impacted companies in the stock market?

• Companies can operate without any rules.

• Companies must be more transparent and accountable.

• Companies have reduced foreign investments.

• Companies are exempt from following ethical rules.

What is the first step an investor should take if they have a grievance?

• Approach the concerned company or intermediary.

• File a complaint with SEBI directly.

• Take legal action in court.

• Seek arbitration immediately.

What is the role of the Investor Service Cells (ISC) at stock exchanges?

• To manage stock trading activities.

• To offer financial literacy programs.

• To provide investment advice.

• To address and resolve investor complaints.

What is the SEBI Complaints Redress Mechanism (SCORES)?

• An investment fund.

• A stock trading platform.

• A web-based grievance redressal system.

• A financial advisory service.

If an investor is not satisfied with the arbitration decision, what can they do next?

• Seek advice from a financial advisor.

• Accept the decision as final.

• Appeal to the appellate arbitrator panel.

• File a complaint with the stock exchange.