Disclosure Requirements of Regulation D - Securities Exemption

Disclosure Requirements of Regulation D - Securities Exemption

Assessment

Interactive Video

Business, Social Studies

University

Hard

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The video tutorial discusses rule-based exemptions and the necessity of disclosing information to purchasers via a private placement memorandum. It covers the requirements under Regulation D, focusing on rules 504, 505, and 506B, and the differences in disclosure obligations for accredited and non-accredited investors. The tutorial emphasizes the thoroughness needed in financial and non-financial disclosures, detailing the types of information required, such as company revenue, sales, and ownership structure.

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2 questions

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1.

OPEN ENDED QUESTION

3 mins • 1 pt

What is included in the financial disclosures for a company?

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2.

OPEN ENDED QUESTION

3 mins • 1 pt

What aspects are covered under non-financial disclosures?

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