SEC Commissioner Discusses the Regulation of Companies and Markets

SEC Commissioner Discusses the Regulation of Companies and Markets

Assessment

Interactive Video

Business, Social Studies

University

Hard

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The transcript covers a discussion on Gary Gensler's potential appointment as SEC chair, the SEC's regulatory approach, and the impact of Dodd-Frank and the financial crisis on the SEC's agenda. It also addresses challenges in capital raising for small businesses, ESG reporting, enforcement actions, global ESG standards, Libor transition, and cryptocurrency regulation.

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4 questions

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1.

OPEN ENDED QUESTION

3 mins • 1 pt

In what ways can the SEC help small businesses recover post-pandemic?

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2.

OPEN ENDED QUESTION

3 mins • 1 pt

How does the SEC view the relationship between disclosure and capital allocation?

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3.

OPEN ENDED QUESTION

3 mins • 1 pt

What are the expected changes in enforcement actions under the new SEC leadership?

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4.

OPEN ENDED QUESTION

3 mins • 1 pt

What are the potential risks associated with non-GAAP financial disclosures?

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