The Securities Exchange Act of 1934

The video explains the Securities Exchange Act of 1934, which regulates the trading of securities after their initial issuance, unlike the 1933 Act that focuses on initial issuances. It covers issuers, brokers, dealers, and requires periodic disclosures. The 34 Act established the SEC and mandates routine and special filings for material events. It includes rules against insider trading and sets regulations for securities exchanges.

What is the primary focus of the 1934 Act in relation to securities?

What are the requirements imposed by the 1934 Act on issuers and brokers?

How does the 1934 Act ensure transparency in the securities market?

What role did the 1934 Act play in the establishment of the Securities and Exchange Commission?

What are some prohibitions outlined in the 1934 Act regarding insider trading?