SEC Has Changed and Become Better: Former SEC Inspector

SEC Has Changed and Become Better: Former SEC Inspector

Assessment

Interactive Video

Business, Social Studies

University

Hard

Created by

Quizizz Content

FREE Resource

The video discusses the SEC's evolution post-Ponzi scheme, highlighting improvements and challenges. It addresses criticisms regarding resource management, bureaucracy, and the agency's focus on statistics. Strategies for enhancing the SEC's reputation and enforcement are explored, emphasizing the need for better internal management and resource allocation. The discussion also covers the impact of new responsibilities from Dodd Frank and the importance of focusing on significant cases.

Read more

3 questions

Show all answers

1.

OPEN ENDED QUESTION

3 mins • 1 pt

What recommendations were made to improve the SEC's operations?

Evaluate responses using AI:

OFF

2.

OPEN ENDED QUESTION

3 mins • 1 pt

What strategies could the SEC employ to regain its reputation?

Evaluate responses using AI:

OFF

3.

OPEN ENDED QUESTION

3 mins • 1 pt

In what ways did the SEC fail in its investigation of the Madoff Ponzi scheme?

Evaluate responses using AI:

OFF