Reporting and Disclosure Requirements Under 1934 Act

The video tutorial explains the registration and disclosure requirements under the 33 and 34 Acts, including the need for initial registration statements and continued reporting through annual and quarterly reports on Forms 10K and 10Q. It also covers special disclosures for activities like mergers or stock splits on Form AK. Executives must certify the accuracy of these disclosures, facing liability for inaccuracies.

What is the purpose of the registration statement under the 33 Act?

What are the key components required in the initial registration or disclosure statement under the 34 Act?

What types of reports are required for continued reporting after the initial registration?

What is the significance of Form 10K and Form 10Q in the reporting process?

What responsibilities do executives of the reporting company have regarding the accuracy of disclosures?