Taking Steps to Level the Playing Field for Retail Investors

Taking Steps to Level the Playing Field for Retail Investors

Assessment

Interactive Video

Business, Social Studies

University

Hard

Created by

Quizizz Content

FREE Resource

The video discusses the significant influence of proxy advisory firms like Glass Lewis and ISS on voting processes, highlighting their impact on retail investors and the need for transparency. It explores the role of ESG in corporate governance, questioning its value to investors. The discussion also covers the effects of regulation and deregulation on environmental policies and the disconnect between retail and institutional investors, emphasizing the need for greater retail investor engagement and voice.

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7 questions

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1.

OPEN ENDED QUESTION

3 mins • 1 pt

What role do proxy advisory firms play in the voting process?

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2.

OPEN ENDED QUESTION

3 mins • 1 pt

What are the apparent conflicts of interest associated with proxy advisory firms?

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3.

OPEN ENDED QUESTION

3 mins • 1 pt

What is the significance of transparency in the recommendations made by proxy advisory firms?

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4.

OPEN ENDED QUESTION

3 mins • 1 pt

How do retail investors typically perceive the influence of proxy advisory firms?

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5.

OPEN ENDED QUESTION

3 mins • 1 pt

What concerns are raised regarding ESG proposals and their impact on retail investors?

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6.

OPEN ENDED QUESTION

3 mins • 1 pt

In what ways do large money managers like BlackRock and Vanguard differ from the interests of smaller retail investors?

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7.

OPEN ENDED QUESTION

3 mins • 1 pt

What suggestions are made for providing a greater voice to retail investors?

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