SEC Mulls Reprieve Over MiFID II

SEC Mulls Reprieve Over MiFID II

Assessment

Interactive Video

Business, Social Studies

University

Hard

Created by

Quizizz Content

FREE Resource

The video discusses the conflict between MiFID II and SEC rules, focusing on the unbundling of research costs from trade execution costs. It highlights the challenges faced by US firms due to SEC regulations and the introduction of no-action letters to facilitate compliance. The video also examines the varying costs of research services and the potential impact on the buy side, with concerns about regulatory compliance and market competition.

Read more

2 questions

Show all answers

1.

OPEN ENDED QUESTION

3 mins • 1 pt

What measures has the SEC proposed to address the unbundling of research costs?

Evaluate responses using AI:

OFF

2.

OPEN ENDED QUESTION

3 mins • 1 pt

What potential issues could arise from the pricing of research services?

Evaluate responses using AI:

OFF