SIFMA CEO on Financial Regulation Under Trump

SIFMA CEO on Financial Regulation Under Trump

Assessment

Interactive Video

Business

University

Hard

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The video discusses Sifma's efforts to establish a formal best interest standard for brokers, emphasizing the need for the SEC to implement appropriate regulations. It highlights the US system as a model for global markets, particularly in Europe and Asia, and addresses the unrealistic expectation of perfection in brokerage advice.

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2 questions

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1.

OPEN ENDED QUESTION

3 mins • 1 pt

In what ways does the US brokerage system differ from the European system according to the speaker?

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2.

OPEN ENDED QUESTION

3 mins • 1 pt

What options do investors have in the US brokerage system?

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