Criminal Liability Under the Securities Exchange Act of 1934

The video discusses criminal liability under securities laws, focusing on insider trading and fraudulent statements. It explains the penalties for individuals and companies, including prison time and fines. The 34 Act extends beyond civil liability to include public interest enforcement by the DOJ and SEC.

What is the significance of insider trading in the context of Section 10B?

What role does the Department of Justice play in the enforcement of securities laws according to the text?