Criminal Liability Under the Securities Exchange Act of 1934

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Business, Social Studies
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University
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Hard
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2 questions
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1.
OPEN ENDED QUESTION
3 mins • 1 pt
What is the significance of insider trading in the context of Section 10B?
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2.
OPEN ENDED QUESTION
3 mins • 1 pt
What role does the Department of Justice play in the enforcement of securities laws according to the text?
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