SEC Said to Examine Fund Disclosure Rules

The collapse of Archegos Capital has led regulators to scrutinize how firms disclose derivative holdings. The SEC is considering increasing transparency for derivative bets, as Archegos used swaps to build large, undisclosed positions, leading to significant bank losses. Public documents like forms 13F and 13D, which reveal major stock holdings, are under review. Credit Suisse, heavily impacted by the collapse, is undergoing a major executive shakeup in its risk management division.

What were the consequences for Credit Suisse following the collapse of Archegos?

What changes did Credit Suisse implement in response to the Archegos incident?