Registration Requirements Under State Law

The video tutorial explains the different types of state-required registration for securities issuance. It introduces the concept of merit review, where states assess the quality of the issuance beyond federal disclosure requirements. The tutorial covers three main registration methods: registration by qualification, which involves a comprehensive merit review; registration by notification, a simpler process for well-known companies; and registration by coordination, which aligns with federal filings. The video also hints at further discussion on coordinated registration among states in a separate video.

What is the merit review process in state registration?

Describe the process of registration by qualification.

What distinguishes registration by notification from other methods?

Explain the concept of registration by coordination.

What are the primary alternatives for coordinated registration among states?