SEC Commissioner Says Some Proposed Rules May Not Work

The video discusses the concept of payment for order flow and its potential impact on retail investors, highlighting the debate over routing orders through exchanges like NYSE and NASDAQ. It examines the market migration from exchanges to wholesalers, noting cost reductions for retail trading. The video also addresses the meme stock frenzy's influence on retail participation and concerns about the proposed auction model. It outlines four proposals, including data availability and tick size changes, and discusses 10B51 plans and insider trading rules.

What is the expected outcome of increasing data availability about execution quality for retail investors?

What issues have been identified with the current 10B51 plans?

What is the rationale behind the proposal to restrict when executives can start selling stocks under 10B51 plans?