Nasdaq CEO Friedman on Retail Investing, Oversight

Nasdaq CEO Friedman on Retail Investing, Oversight

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Business

University

Hard

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The transcript discusses the evolution of retail trading, highlighting the impact of free trades and the democratization of market access. It addresses concerns about the fairness of retail trading in the high-speed online economy and the challenges posed by Chinese companies listing in the US. NASDAQ's proactive measures to ensure market integrity are outlined, along with the role of the SEC in maintaining disclosure standards. The importance of the US as a global market leader is emphasized, with a focus on balancing open markets and quality standards.

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7 questions

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1.

OPEN ENDED QUESTION

3 mins • 1 pt

What are the implications of free trading on retail investors in the current market environment?

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2.

OPEN ENDED QUESTION

3 mins • 1 pt

Discuss the potential risks associated with retail investors trading in a high-speed online economy.

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3.

OPEN ENDED QUESTION

3 mins • 1 pt

How has the democratization of markets affected retail investing over the last decade?

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4.

OPEN ENDED QUESTION

3 mins • 1 pt

How do you perceive the role of online brokers in enhancing the retail investing experience?

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5.

OPEN ENDED QUESTION

3 mins • 1 pt

What measures are being taken to ensure adequate protections for investors in companies from China?

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6.

OPEN ENDED QUESTION

3 mins • 1 pt

In what ways do you think the SEC is fulfilling its responsibilities regarding company disclosures?

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7.

OPEN ENDED QUESTION

3 mins • 1 pt

What challenges do exchanges face in maintaining a balance between quality disclosures and open capital markets?

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