Post Filing Waiting Period in Securities Issuance

The video tutorial discusses the limitations on communications and sales of securities during the post-filing period until the registration statement becomes effective. Oral communications are largely unregulated, while written communications must be accompanied by a statutorily approved prospectus. There are exemptions for well-known seasoned issuers who can use a free writing prospectus. The tutorial emphasizes the importance of adhering to SEC regulations and the requirements for prospectuses.

What is the exemption for well-known seasoned issuers regarding prospectus requirements?

Evaluate responses using AI:

OFF

What must all other issuers present to meet statutory requirements?

Evaluate responses using AI:

OFF