Securities Registration Exemption - Section 3b

Securities Registration Exemption - Section 3b

Assessment

Interactive Video

Business, Social Studies

University

Hard

Created by

Quizizz Content

FREE Resource

The video tutorial discusses the B Exemption under the 33 Act, focusing on its statutory and transactional aspects. It explains the issuance limits for small offerings and unrestricted shares, and how these exemptions are authorized by statute. The tutorial also covers the rule-based exemption under Regulation A, which serves as a safe harbor and fallback option for statutory authorizations.

Read more

1 questions

Show all answers

1.

OPEN ENDED QUESTION

3 mins • 1 pt

What new insight or understanding did you gain from this video?

Evaluate responses using AI:

OFF