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Securities Law (Intro)

Securities Law (Intro)

Assessment

Interactive Video

Business, Social Studies

University

Hard

Created by

Wayground Content

FREE Resource

The video tutorial covers the primary federal securities laws, focusing on the Securities Act of 1933 and the Securities Act of 1934. It explains what constitutes a security, the role of the SEC, and the requirements for registration and disclosure. The tutorial also discusses exemptions under the 1933 Act, including Regulation A and D, and the crowdfunding rules. It then shifts to the 1934 Act, addressing post-issuance regulations, disclosure requirements, and anti-fraud provisions. Finally, it covers state securities laws, known as blue sky laws, and the National Securities Market Improvement Act, which simplifies compliance with state-level registration.

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3 mins • 1 pt

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