Reporting and Disclosure Requirements Under 1934 Act

Reporting and Disclosure Requirements Under 1934 Act

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Interactive Video

Business, Social Studies

University

Hard

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The video tutorial explains the registration and disclosure requirements under the 33 and 34 Acts, including the need for initial registration statements and continued reporting through annual and quarterly reports on Forms 10K and 10Q. It also covers special disclosures for activities like mergers or stock splits on Form AK. Executives must certify the accuracy of these disclosures, facing liability for inaccuracies.

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1.

OPEN ENDED QUESTION

3 mins • 1 pt

What new insight or understanding did you gain from this video?

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