Rule 504 - Securities Exemption

Rule 504 - Securities Exemption

Assessment

Interactive Video

Business, Social Studies

University

Hard

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The video tutorial explains the small offering exemption under Regulation D, allowing companies to issue securities up to $1 million without limitations on the number of investors. It highlights the restrictions, such as the prohibition on general solicitation unless specific state law conditions are met. The tutorial emphasizes the need for compliance with state laws and the requirement to provide necessary disclosures and private placement memorandums to potential purchasers.

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1.

OPEN ENDED QUESTION

3 mins • 1 pt

What new insight or understanding did you gain from this video?

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