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Non-Board_2

Total questions: 10

Worksheet time: 3hrs 30mins

Name
Class
Date
1.

If Company’s Share Capital is comprised of: Ordinary Shares and Preference Shares (non-trading).

Answer to: “The company has classes of stock with different voting rights” is:

a)

Yes

b)

No

c)

Not Disclosed

d)

Blank

2.

Scenario: Standard Chartered plc has undergone investigations relating to FX trading issues during the year.

"(Q5) Regulatory agency taken action against company in last two years" should be:

a)

Yes - twice in consecutive years

b)

Yes, in the most recent fiscal year only

c)

Yes, in the previous fiscal year only

d)

All material weaknesses have been remediated

3.

"Audit Fee" during the year is:

a)

25,000

b)

26,000

c)

28,000

d)

31,000

4.

"Audit Fee" is:

a)

4,000,000

b)

5,000,000

c)

7,000,000

d)

9,000,000

5.

Threshold for Investment Trusts listed as FTSE 250 and FTSE SC significant shareholders is:

a)

3% for entities, 1% for directors

b)

3% for entities, 3% for directors

c)

1% for entities, 1% for directors

d)

1% for entities, 3% for directors

6.

Audit Fee is:

a)

3,969,000

b)

4,162,000

c)

4,075,000

d)

3,863,000

7.

What is the EPS?

a)

17.9p

b)

(17.9p)

c)

(19.6p)

d)

28.1p

8.

Source of Accountant Filings (QS5 and QS8):

a)

Annual Report

b)

FCA

c)

Investegate (RNS Announcements)

d)

All of the above

9.

Votes per share of Ordinary Shares is:

a)

1

b)

0.04

c)

0.4

d)

0.025

10.

Other non-audit services - IPO Related will be collected as:

a)

Other (Other (Miscellaneous) Fees)

b)

Transaction Related Fees w/o Value Breakdown

c)

Acceptable Transaction Related Fees

d)

Non-acceptable Transaction Related Fees