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Mutual Funds

Total questions: 10

Worksheet time: 10mins

Name
Class
Date
1.

A mutual fund distributor is paid commission for

a)

First 5 years of Investment done by investor

b)

First 10 years of investment done by investor

c)

As long as investor held the investment

2.

Time stamping arrangement is must at..

a)

Bank distributor's branch

b)

Offices declared as point of acceptance.

c)

AMC offices

3.

Which of the following is true

a)

STT is payable when investor does redemption from equity MF

b)

STT is payable when investor sale debt MF

c)

STT is payable when investor purchase equity MF

4.

Which of the following document is not require to be submitted by charitable trust to invest in MF?

a)

Trust deed

b)

List of authorized signatories

c)

Board resolution and Memorandum and article of association

5.

An investor is doing a liquid investment, fund is available and time is 12.30. NAV would be applicable for the ________

a)

Next working day

b)

Closing NAV of Day immediately preceding the date of application

c)

Same day

6.

A company's PE ratio may be low because it is unlikely to replicate it's past performance

a)

True

b)

False

7.

CRISIL's indicator for highest safety in a debenture is

a)

Good

b)

AAA

c)

Hight

8.

Balance funds are for

a)

Aggressive investors

b)

highly aggressive investor

c)

Moderate conservative

9.

A value fund is expected to have ________ exposure to front line stocks

a)

Low

b)

Half of it's

c)

Hight

10.

Which of the following is not government saving scheme?

a)

RBI Bonds

b)

Infrastructure Bonds

c)

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