WorksheetsK.S.T.
Total questions: 8
Worksheet time: 5mins
Who is responsible for BB cases/BB procedures and will be helping with consulting analyst?
You can approach both Milda (OL) or/and Bahdan (Basa), which one you like most
Only Milda (OL) is responsible for BB cases
From 23-02-2021 Bahdan (BASA) will cover such cases
From 23-02-2021 we should approach Bahdan (BASA), Milda (OL) is responsible and can be approached for more complex or very problematic cases
When separate PEP forms for SE and NO customers should be used?
It is always mandatory to use this form, when the customer didn‘t answer PEP question in DCIF
We can use PEP form if we want to , however, customers answer about PEP question is acceptable via e-mail
PEP form must be always sent if investigation caused us a lot of pain
When you see EDR cases (with case types in Custer: EDR System, EDR Manual) assigned to you, what you should do?
Panic and delete it from the Custer list
Change responsibe analyst to EDR team in Custer, we are not doing EDR cases
Always check if there are any AML comments with usefull information left by EDR Team in KYC screen
Always check if there are any comments with usefull information left by EDR Team in Custer's Risk assessment section
Where you can find COBRA - related documentation?
If you need to access COBRA documents, contact OL (Milda)
Documentation is visible in Teamsite. See navigation sheets -> Cobra related documentation
Cobra – related documentation has been removed from the Teamsite and added in Manual - Banking specifics file
Which statements are correct about restricted/high risk customers in Banking but NOT C&I
Customers who, in C&I Financial Crime Risk & Control Manager's view, is lacking necessary documentation will be treated only high risk, not restricted
BB Restricts only Maritime Cargo Vessels, if 10% or more of the income derives from cargo shipping activities. Other types of shipping are only high risk
All banking Restricted customers should be handled by BB Special Team, to some extent
There is prepared stationary „Outstanding question for AML CM“. Please, mark only TRUE statements related with that stationary.
We cannot use free text format in the stationary
You can choose question(s) from the list provided in stationary, which is applicable for your case and send an e-mail to CM
You can describe your question in free text format, give details and then send e-mail to CM
In some specific cases not all coordinated numbers (which share the same customer number) appear in group relations in Portal. How can we check if there are such coordinated numbers?
There will be comment left in Custer for the affected customers in 2021 scope
No additional checking needed, do only that particular number, that you see in the Portal
Use stacionary and ask RM/Advisor which coordinated numbers are related
Check by yourself, by hovering cursor over the “S” symbol next to the customer’s name in Portal (all KNIDs should be displayed that way)
What will you buy, when you receive one-off cash allowance?
We will get one-off cash allowance? Really?? When???
I will buy Bitcoins
It would be a great idea to upgrade my wardrobe
It is only my business what I want to buy
