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WorksheetsSEBI
Total questions: 15
Worksheet time: 8mins
Which regulatory body controls the market in India?
SEBI
IRDA
RBI
TRAI
The Securities and Exchange Board of India was not entrusted with the function of
Investor Protection
Ensuring Fair Practices by Companies
Promotion of efficient service by brokers
Improving the earning of equity holders
SEBI has allowed celebs to endorse which products?
Stocks and Shares
Mutual funds
Dividend
Insurance
Which financial body has asked intermediaries and companies to make regulatory payments in digital mode?
SEBI
RBI
NSE
BSE
Who cancelled Sahara Mutual Fund license on 28th July’15?
Supreme Court
SEBI
BSE
CRISIL
When was SEBI constituted?
April 1988
March 1982
July 1992
March 1974
Which of the following statement is NOT correct about the SEBI
At present it is a non statutory body
At present it is a statutory body
It got statutory powers by an ordinance in 1992
SEBI is managed by 6 members
Who appoints the chairman of SEBI?
Central Government
Stock Exchange
Brokers
Investors
The administrative head office of SEBI is at ------------.
New Delhi
Bombay
Kolkata
Chennai
The present chairman of SEBI is ---------------.
Ajay Tyagi
UK Sinha
CB Bhave
Vijay Khelkar
Chairman of SEBI is appointed for a period of
Maximum 3 years
Maximum 6 years
Maximum five years
Tenure not fixed
To regulate scam in Indian capital market, which of the following body has regulatory power:
SEBI
SECI
RBI
SBI
Consider the following statements about SEBI:
1. Protection of the interest of investors.
2. SEBI is the not constitutional institution.
3. The regulation and development of securities market.
4. Registering the collective investment plans of mutual funds and its regulation
1 and 2
2 and 3
all the above
Only 2
Power to recognize Stock Exchange vests with
SEBI
RBI
Central Government
SIDBI
One of them is not the regulatory function of SEBI
Regulating the business in stock exchange
Registration and regulating the working of Stock Brokers, Sub – Brokers, Merchant Bankers, Depository participants and other intermediaries
Regulation of Collective Investment Schemes
Conducting research and publishing market information which are useful to all market participants
