WorksheetsCRCB 2
Total questions: 10
Worksheet time: 10mins
The WorldCheck Non-Sanctions hit must be escalated to ICRM/Sanctions team
Yes
No
if the CIB HRPU has been answered YES then there is still a requirement to check the Latest CVS List to see if the client uses Cash Vault Services.
False
True
Depends on the PUP information
During the research, If the client seems to be in the Cannabis Related Business
No further action is required
KYC Operations will confirm or clarify with KYC Owner
Change the answer to yes and continue
Contact Risk and control
File number is a valid proof for TaxID of a Fund controller?
True
False
Juanchis is working on the Carnival group, he included an email from Morgan Stanley group to show AMLs approach for the ownership.
The record can be approved, since the email is a supporting evidence.
True
False
System should allow the user to enter a date in ‘Start Date’ for:
Where Start Date Source = ‘Other’
Core Create date
Core Reactivate date
Select the correct approach for Wordlink
No action required, it is automated
Confirmation from KYCO is required
It depends on the analysis performed on clients activity tab
NAIC code is a
Non-Simplified Field
Simplified Field
Static Field
For WorldCheck Non-Sanctions KYC Operations should evaluate the content of the hit and identify if there are any PEPs/SPFs, Negative/Reputational risks and/or Sanction keywords
Yes
No
Escalation must be requested
The default response to the Cannabis related business question is:
Yes
No
