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WorksheetseFPMR Preparation Mock Questions Created by Fazli
Total questions: 10
Worksheet time: 6mins
An individual or entity having a surplus money who participates in the capital market with objectives to grow money
Issuer
Investors
Intermediary
Association
Intermediaries for Malaysian Capital Market:
Clearing Institution & Bursa Malaysia Securities Berhad
Stockbroking Company & Fund Management Company
Clearing Institution, Stockbroking Company & Fund Management Company
Clearing Institution, Stockbroking Company, Fund Management Company & Bursa Malaysia Securities Berhad
Product traded in Malaysia Capital Market EXCEPT:
Shares
Unit Trust
Insurance
Futures
Which of the following instruments is a debt instrument?
Bond
Stock
Unit Trust
Derivatives
Allow companies to raise initial capital.
Usually done by a company issuing a prospectus through an underwriting stockbroking company.
Which of the following capital market components is described in the above statement?
Bond Market
Primary Market
Secondary Market
Derivatives Market
Which of the following transaction are conducted in the secondary market?
When a rights issues exercise is being undertaken by a company
Whwn a company placed-out 10 million new ordinary shares
When Ahmad sold his shares in ABC Berhad which is traded on Bursa Malaysia through his stock broker
When a public listed company issue shares via bonus issue exercise
The following are basic prohibitions that will revoke the Shariah compliant statues of a product, EXCEPT.
Usury
Hoarding
Uncertainty
Charging high fees
A frontline regulator that is responsible for the Malaysian capital market with a duty to maintain a fair orderly market for the securities and derivatives that are traded through its facilities
Bursa Malaysia Berhad
Securities Commission Malaysia
Association of Stockbrokers Malaysia
Bursa Malaysia Depository Sdn Bhd
The following statements CORRECTLY describe the functions of the Securities Commission Malaysia, EXCEPT.
Licenses persons engaged in regulated activities
Regulates the take-over and merger of companies
Regulate all matters relating to Unit Trust
Approving authority for the opening of savings account
Capital Market :
Bond Market &
Wholesale Market
Stock Market &
Derivatives Market
Bond Market,
Stock Market &
Derivates Market
Bond Market,
Stock Market,
Derivates Market & Wholesales Market
