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Investing Unit Review (PF)

Total questions: 40

Worksheet time: 1hrs 20mins

Name
Class
Date
1.

A key difference between saving and investing is...

a)

Saving is for everyone, investing is for the wealthy

b)

Your money is insured when investing, it is not in savings

c)

Investing has a guaranteed return, savings does not

d)

Saving is emergencies & goals, investing is long-term wealth

2.

Why is compound interest more beneficial than simple interest? (Choose 2)

a)

Your money grows faster when it is compounded

b)

You earn interest on your interest

c)

Fees for compound interest are greater than simple interest

d)

Compound interest is hard to calculate, so fewer use it

3.

The relationship between risk and return can be stated as...

a)

Higher risk indicates higher return

b)

Higher risk indicates lower return

c)

Lower risk indicates higher return

d)

No relationship exists between risk and return

4.

How can you make money on stocks? (choose 2)

a)

A capital gain

b)

Interest

c)

Dividends

d)

Holding the stock at least 3 years

e)

Compound Interest

5.

If interest rates rise, what will typically happen to bond prices?

a)

Rise

b)

Fall

c)

Stay the same

6.

A diversified portfolio is desirable because...

a)

It limits investment choices

b)

It's a good predictor on rate of return

c)

It increases risk and return

d)

It decreases risk

7.

Which of the following accurately describes asset allocation? (choose 2)

a)

Well-balanced portfolio of different stock classifications

b)

Dividing among different asset categories based on risk

c)

Dividing among different asset categories based on time

d)

Chance your investment won't be worth as much in the future

8.

Putting regular amounts of money into an investment account at specific time intervals is...

a)

Compound interest

b)

Diversification

c)

Dollar cost averaging

d)

Inflation

9.

Which is NOT a good reason to buy a stock fund like the S&P 500?

a)

Have a diversified portfolio

b)

Have an investment with low fees

c)

Don't have to monitor as closely as active managed account

d)

You want to "beat the market" with your ROI

10.

Why is it important to start investing as soon as possible?

a)

You take less risk when you are young, so money will be safe

b)

You have more time for your money to compound

c)

Investing is an easy way to make quick money

d)

Fees on investments are cheaper when you are younger

11.

True/False: Investing in a diversified portfolio of stocks guarantees you will not lose money.

a)

True

b)

False

12.
How does inflation impact the money in your savings account?
a)
Inflation decreases only the $ you earn in interest
b)
Inflation increases the value of the money in your account
c)
Inflation has no impact on $ in your savings account.
d)
The purchasing power of your money decreases over time
13.

All of the following are reasons that it is important to start saving or investing early. Which is the least important?

a)

Money accrues more interest if saved or invested earlier (longer time for compounding interest).

b)

You never know when an emergency will occur, and you may need your savings when it does.

c)

You need to make sure you can buy all the cool stuff that you see your neighbors, friends, or family buying so you can look cool too.

d)

You will have to invest more money if you start later in order to achieve the same retirement goal. As you age, the “catch up” savings for retirement will be huge to compensate for not saving when you were younger

e)

Most millennials have saved little to nothing for retirement. Fight the peer pressure and save early and often!

14.

If the price of the share grows as the company grows, how does buying shares in a company benefit an investor?

a)

An investor will be able to sell these share for a lower price and make a profit.

b)

An investor will be able to sell these shares for a higher price and make a profit.

c)

An investor will be able to enjoy free services from the company they bought shares from.

d)

An investor will be able to put the company on their resume.

15.

What does it mean to own individual stock?

a)

You own a small portion of the company.

b)

You get an individual discount to all the products or services of the company.

c)

You are an employee of the company

d)

You can make decisions about what the company does with their money

16.

Which best describes a bond?

a)

A loan you get from the bank

b)

Something that holds stuff together

c)

A loan given to a company or government by an investor.

d)

Owning a small piece of a company or corporation

17.

Which describes a mutual fund?

a)

A fund which invests in a collection of stocks and/or bonds to provide greater diversification

b)

A type of mutual fund that matches a financial market index such as the S&P 500

c)

A type of investment that also tracks a financial market index; it also is a marketable security which means it trades on the market during market hours

18.

Which describes a Index Fund?

a)

A fund which invests in a collection of stocks and/or bonds to provide greater diversification

b)

A type of mutual fund that matches a financial market index such as the S&P 500

c)

A type of investment that also tracks a financial market index; it also is a marketable security which means it trades on the market during market hours

19.

Which describes an ETF?

a)

A fund which invests in a collection of stocks and/or bonds to provide greater diversification

b)

A type of mutual fund that matches a financial market index such as the S&P 500

c)

A type of investment that also tracks a financial market index; it also is a marketable security which means it trades on the market during market hours

20.

Which are benefits of investing in a Target Date Fund (TDF)? (choose 4)

a)

Low minimum investment

b)

Professionally managed portfolios

c)

Low maintenance

d)

Lower management fees than an actively managed fund

e)

Guaranteed positive returns

21.

Which of the following statements about Mutual Funds is FALSE?

a)

A majority of actively managed mutual funds "beat the

market" and are worth the fees they charge.

b)

An advantage of investing in mutual funds is that you don't

have to pick individual stocks and bonds

c)

Mutual funds that are actively managed by a fund manager

are trying to "beat the market" averages

d)

Mutual fund managers typically charge fees of 1 - 2% on the

assets they manage

22.

Which of the following are TRUE about Index Funds? (choose 2)

a)

Index funds are a type of mutual fund.

b)

Index funds have lower fees than actively managed mutual funds

c)

Index funds try to "beat the market."

d)

Index funds are actively managed by fund managers

23.

What is the benefit of investing in an Exchange Traded Fund (ETF)?

a)

ETFs guarantee a higher return than mutual funds

b)

You have more control and flexibility because you can trade

ETFs anytime while the market is open.

c)

An ETF allows you to pick which stocks and bonds you want in

the fund.

d)

You can trade before the market closes for the day for a fee -

usually 1%

24.

The interest rate of a bond is called...

a)

Principal

b)

Coupon

c)

Par Value

d)

Maturity Date

25.

Which of the following statements BEST describes investing?

a)

Putting $100 per month into an FDIC-insured bank account for short-term goals

b)

Buying and selling stocks within the same day to take advantage of short-term price variation

c)

Reducing the purchasing power of your money over time

d)

Buying assets, like stocks, with the intention to hold them and grow your wealth over the long term.

26.

What is the difference between a BULL and a BEAR market?

a)

A BULL market is when the stock market is rising and the economy is booming, while a BEAR market describes a declining market and a receding economy

b)

A BULL market is when there is a decline in the stock market and the economy is receding, while a BEAR market describes a rising market and a booming economy.

27.

Why is it challenging to match your investing decisions with how the stock market is performing?

a)

It is hard to predict trends, and trends can only be identified once they’ve already happened

b)

The stock market is typically in a BEAR market for a specific period of time

c)

You have to invest large amounts of money to have your decisions match the performance of the stock market

d)

The stock market is typically in a BULL market for a specific period of time

28.

Which of the following statements BEST describes the stock market?

a)

Businesses listing their entire company for sale

b)

Businesses selling partial ownership of their companies to raise capital

c)

Investors buying stock in hopes of being hired by companies

d)

People making donations to companies that need funding

29.

During a BULL market…

a)

Investors are pessimistic about how the stock market will perform

b)

The economy is not doing as well

c)

More investors are buying stocks, which causes stock values to increase

d)

The unemployment rate in the country increases

30.

Over time, the stock market has…

a)

Experienced highs and lows but increased in overall value

b)

Had slight ups and downs but stayed about the same in value

c)

Rarely experienced changes and has maintained the exact same value

d)

Gone through severe ups and downs with an overall decrease in value

31.

By the end of a bond's maturity, the investor will have received…

a)

Only the face value of the issued bond

b)

The face value of the bond issued and interest payments

c)

Only interest payments

d)

Half the face value of the issued bond and interest payments

32.

What is default risk?

a)

The risk that the investor is not able to pay the face value of the bond.

b)

The risk that the company or government is not able to make interest payments.

c)

The risk that the investor demands the face value of the bond before the bond fully matures.

d)

The risk that the company or government is unable to pay back the investor.

33.

All of the following are true about bonds EXCEPT…

a)

Bonds are considered a riskier investment option than stocks.

b)

A bond is a loan given to a company or government by an investor who receives interest in return.

c)

Companies and governments issue bonds to fund new projects or ongoing expenses.

d)

Bonds are a way for investors to diversify their portfolios and generate additional income.

34.

You've decided you want to sell a bond before its maturity date. Interest rates are currently higher than when you bought the bond. What will you likely have to do to make your bond more appealing to investors?

a)

Lower the interest rate

b)

Sell your bond at a discounted price

c)

Increase the interest rate

d)

Sell your bond at a higher price

35.

All of the following are strategies to reduce risk EXCEPT…

a)

Holding your investments for at least five years

b)

Making sure your investments are diversified

c)

Hiring an investment manager who you think can beat the market

d)

Investing small amounts of money over longer periods of time

36.

Leaving your investments in the stock market alone for at least five years is a good way to reduce risk because…

a)

It allows your investments to earn more interest

b)

It keeps you from reacting to dips in the market and selling at too low of a price

c)

Fees are waived for investments held for over five years

d)

You get a bonus from the company if you invest for five years

37.

Which of the following is an example of diversification?

a)

Putting the majority of your money into a savings account and investing the rest

b)

Investing different amounts of money every month

c)

Purchasing shares of stock in a variety of companies and industries

d)

Using multiple investment managers to get different opinions

38.

When talking about investing, what does it mean when someone refers to a fund?

a)

A type of savings account that you can use for emergency expenses

b)

A pool of money from shareholders that is used to invest in a collection of assets like stocks and bonds

c)

A way to crowdsource money from people online to help pay for an expense

d)

An amount someone has in their checking account

39.

The goal of an actively managed fund is to outperform the market. What does this mean?

a)

The fund is guaranteed to provide a rate of return that is lower than the overall market

b)

The fund will match the overall return of the market

c)

The fund is managed by a fund manager, who tries to beat the overall market’s rate of return

d)

If the actively managed fund does not beat the market, the fund manager will pay you the difference

40.

All of the following are true about a passively managed fund EXCEPT…

a)

Fees for a passively managed fund are typically lower than those for an actively managed fund

b)

Passively managed funds are generally seen as low risk investments

c)

A passively managed fund guarantees the average return of the securities it includes

d)

Passively managed funds are managed by a fund manage