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Auditing In PPE

Total questions: 10

Worksheet time: 5mins

Name
Class
Date
1.

1. Segregation of duties for the property management process should include all of the following, except:

a)

A.The PP&E records function should be segregated from the general ledger function.

b)

B.If a periodic physical inventory of property, plant, and equipment is taken, the individual responsible for the inventory should be independent of the custodial and record-keeping functions.

c)

C.The PP&E records function should be part of the custodial function.

d)

D.The function of initiating the purchase of a capital asset acquisition should be segregated from the final approval function

2.

2.Substantive analytical procedures for auditing property, plant, and equipment would include all of the following, except:

a)

A. Compute the ratio of depreciation expense to the related PP&E accounts and compare to prior years' ratios.

b)

B. Compute the ratio of insurance expense to related PP&E accounts and compare to prior years' ratios.

c)

C. Trace a sample of assets to the property, plant, and equipment subsidiary ledger.

d)

D. Compare prior-year balances in PP&E and depreciation expense with current-year balances.

3.

3. Main Objectives Of Over Property, Plant and Equipment

i.To ensure all acquisitions are properly authorized.

ii.To safeguard all the assets.

iii.Physical security of assets and all assets are identified and recorded.

iv.To ensure all assets are properly recorded.

a)

i, ii & iii

b)

i, ii & iv

c)

i & iv

d)

All Above (i, ii, iii & iv)

4.

4. What is the objective substantive test procedure in the confirming of repair and maintenance balance?

a)

A.Valuation and Completeness

b)

B.Existence

c)

C.Cut - off

d)

D.Rights and obligation

5.

5. Physical inspection of vehicle, road tax and vehicle registration documents with the motor vehicles register refers to which audit verification for the audit objectives?

a)

Existence

b)

Ownership

c)

Disclosure

d)

Valuation and Completeness

6.

6.Substantive analytical procedures are the audit procedures that auditors perform to obtain evidence about the reasonableness of amounts shown in the financial statements by using such plausible relationships among data

a)

TRUE

b)

FALSE

7.

7.The custodian and record keeper of the property should not be the same person

a)

TRUE

b)

FALSE

8.

8) The custodian and record keeper of the property should not be the same person

a)

TRUE

b)

FALSE

9.

9) Key assertions for the audit of property,plant and equipment.


i) Completeness

ii) Valuation

iii) Rights and Obligations

iv) Accuracy

a)

A. i,ii &iii

b)

B. i & ii

c)

C. ii & iii

d)

D. All Above

10.

10.Select a sample of PPE from the PPE register and perform a physical inspection. This substantive procedures is for which audit assertion?

a)

A) Completeness

b)

B) Rights and obligations

c)

C) Existence

d)

D) Valuation