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GOOD GOVERNANCE LEGAL AND REGULATORY AND ISSUES

Total questions: 10

Worksheet time: 5mins

Name
Class
Date
1.

THE FOLLOWING ARE BOARD DUTIES EXCEPT:

a)

DUTY OF SUPERVISION

b)

FIDUCIARY DUTY

c)

DUTY TO ENTRENCH

d)

DUTY TO CARE

2.

IS AN EX-OFFICIO MEMBER OF ALL OTHER COMMITTEES EXCEPT THE NOMINATING COMMITTEE

a)

EXECUTIVE DIRECTOR

b)

PRESIDENT

c)

VICE PRESIDENT

d)

SECRETARY

3.

ISSUES EQUITY SECURITIES TO THE PUBLIC THAT ARE NOT LISTED IN THE EXCHANGE

a)

REGISTERED ISSUER

b)

PUBLIC COMPANIES

c)

PUBLICLY LISTED COMPANIES

d)

PRIVATE COMPANIES

4.

IT IS THE ILLEGAL TRANSFER OF MONEY FOR PERSONAL USE.

a)

MONEY LAUNDERING

b)

CORRUPTION

c)

EMBEZZLEMENT

d)

KICKBACKS

5.

ALL ARE REPORTORIAL REQUIREMENTS FOR ALL CORPORATION TO SUBMIT TO SEC EXCEPT:

a)

GIS

b)

AUDITED FS RECEIVED BY BIR

c)

ANNUAL CORPORATE GOVERNANCE REPORT

d)

ANNUAL SUSTAINABILITY REPORT

6.

ALL ARE ELEMENTS OF CORPORATE GOVERNANCE EXCEPT:

a)

BEING PROACTIVE OF WHAT NEEDS TO BE DONE

b)

DETERMINING WHAT NEEDS TO BE DONE.

c)

ENSURING THAT WHAT NEEDS TO BE DONE WAS ACTUALLY DONE

d)

DECIDING HOW TO DO WHAT NEEDS TO BE DONE.

7.

UNDER THE 'COMPLY AND EXPLAIN' OPERATIVE PRINCIPLE, COMPLIANCE TO THE PHILIPPINE CODE OF GOOD GOVERNANCE IS MANDATORY.

a)

TRUE

b)

FALSE

8.

THE BDO-UNIBANK SECURITY BREACH IS A DEFIANT OF WHAT COMMANDMENT/S OF OF GOOD CORPORATE GOVERNANCE?

a)

ENTERPRISE RISK MANAGEMENT

b)

LEGAL AND REGULATORY

c)

BUSINESS PRACTICES AND ETHICS

d)

DISCLOSURE AND TRANSPARENCY

9.

THE WAN CHIONG STEEL CORPORATION DEFIES WHAT COMMANDMENT?

a)

MONITORING

b)

DISCLOSURE AND TRANSPARENCY

c)

LEGAL AND REGULATORY

d)

BUSINESS PRACTICES AND ETHICS

10.

THE FOUR LENDING APPS INCIDENT IS AN EXAMPLE OF DEFIANCE OF WHAT COMMANDMENT?

a)

DISCLOSURE AND TRANSPARENCY

b)

MONITORING

c)

COMMUNICATION

d)

BUSINESS PRACTICES AND ETHICS