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Stock transactions and transaction fees

Total questions: 11

Worksheet time: 6mins

Name
Class
Date
1.

What is a PORTOFOLIO?

a)

is a grouping of all stocks a person currently owns.

b)

is a grouping of 100 stocks a person currently owns

c)

Is a catalog collection

d)

is a grouping of all stocks a person has sold.

2.

What is TRADE?

a)

All the stock bought and sold with a Company.

b)

All the stocks bought and sold, with another stock-holder.

c)

An exchange

d)

All the stocks bought with another stock-holder

3.

Taylor bought 200 shares of stock for $18.12 per share last year. He paid his broker a flat fee of $30. He sold the stock this morning for $21 per share, and paid his broker 0.5% commission. What were Taylor's net proceeds?

a)

$525

b)

$423

c)

$346

d)

$289

4.

A ROUND LOT is

a)

stocks bought and sold in multiples of 100 shares

b)

a geometric shape

c)

stocks bought and sold at any given time

d)

the opposite of odd lot

5.

Where do you have to report your capital gain or loss?

a)

I.R.S.

b)

F.B.I

c)

S.R.I

d)

Government

6.

Can your broker make a purchase over your limit order?

a)

Yes, if they call me

b)

No, a broker can not make a purchase over the limit order

c)

Depends

d)

Yes, if they find a good deal for me

7.

Gross Capital Loss means

a)

If you buy a stock

b)

If you loose your money

c)

If you sell a stock for less money than you paid for it

d)

Profit

8.

What a licensed stockbroker does?

a)

Takes your hard earned money

b)

Sells, buys stocks

c)

Nothing

d)

Sells, buys, gives advice to investors

9.

Can a discount broker give investment advice?

a)

Yes, he/she is not different than a stockbroker

b)

No, a discount broker can not give investment advice

c)

Yes, at any time

d)

Yes, a discount broket can give investment advice 24/7

10.

Net proceeds represent

a)

Your net proceeds represent the amount of money you make at any time

b)

Your net proceeds represent the amount of money you make after you sell your stock

c)

Your net proceeds represent the amount of money you make after broker fees are subtracted

d)

Your net proceeds represents the amount of money you make at the end of the year

11.

What is broker commision?

a)

broker commision is a fee that does not depend on the value of the transaction

b)

broker commission is a fee that depend on the value of the transaction

c)

broker commission is a fee that is the same fee for all buyers

d)

broker commissio is a fee that same with the flat fee