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Worksheets

Per Fin - Investing

Total questions: 26

Worksheet time: 16mins

Name
Class
Date
1.

You buy a bond with a fixed coupon rate of 5%. A year later, similar bonds that are issued have a coupon rate of 3%. Which of the following is TRUE?

a)

The price of your bond will increase

b)

The demand for your bond will decrease

c)

The price of your bond will stay the same

d)

The interest rate for your bond will fall to 3%

2.

A sum of money lent or invested, on which interest is paid?

a)

credit

b)

principal

c)

investing

d)

trading

3.

A disadvantage of using a robo-adviser might be that…

a)

You are charged higher fees than if a human fund manager adjusted your portfolio

b)

You may not be able to get advice from a human financial advisor when you want it

c)

You don’t have any input as to how your portfolio is invested

d)

You’ll be put on a waitlist to use the robo-adviser since there are only a handful of them to choose from

4.

Sandy is explaining what Social Security is to her younger brother. Which of the following descriptions should she use?

a)

Social Security is a government program that pools contributions from current workers to fund retirement support benefits to those who are eligible

b)

Social Security is a type of retirement savings plan offered by some employers

c)

Social security is a government mandate that requires employers to offer their employees a 401(k) or pension plan

5.

How does investing in the stock market differ from putting money in a savings account at a bank?

a)

Investing is always a less risky option than saving

b)

Investing is best for short-term situations like emergency funds; saving is best for the long-term

c)

Investing allows you to accumulate wealth for retirement while saving is best for short-term purchases or emergencies

6.

Which of the following statements is TRUE about compound interest?

a)

Compound interest means you have a fund manager who is compounding your returns without charging a fee

b)

Compound interest allows you to earn interest not only on the amount you have saved, but also on the interest you've already earned

c)

Compound interest directly impacts how much you will be charged in fees

7.

Which of the following accurately describes a difference between an individual bond compared to a bond fund?

a)

A bond guarantees you a higher rate of return than a bond fund

b)

A bond is issued by a company while bond funds only invest in government bonds

c)

A bond is considered to be a less diversified investment than a bond fund

8.

What kinds of behaviors can PREVENT people from making smart investing decisions? 

a)

Staying calm when the market is experiencing a downturn

b)

Exiting the market because that’s what everyone else is doing

c)

Investing in a diversified portfolio instead of trying to beat the market

9.

Why is diversification a recommended investment strategy?

a)

Investing in a diversified portfolio guarantees that you won’t lose money with your investments

b)

If you tell your fund manager to use diversification, they’ll charge you lower fees

c)

Diversifying your portfolio helps reduce risk

d)

If you diversify your portfolio, you will definitely earn a high return

10.

 How is a bond different from a stock?

a)

A bond is a loan you give to an organization while a stock is partial ownership in a company

b)

Bonds are typically riskier than stocks but have the potential to earn higher returns

c)

Bonds are usually issued by smaller startup companies while stocks are issued by well established organizations

d)

Bonds are best for earning high returns while stocks are best for providing a stable source of income

11.

An actively managed mutual fund…

a)

Generally has lower fees than a passively managed index fund

b)

Is managed by a fund manager who charges a fee

c)

Always performs better than an index fund

d)

Is a mix of two types of stocks and two types of bonds to diversify your portfolio

12.

What is a brokerage account used for?

a)

It’s an online portal that allows you to set up appointments with a fund manager

b)

It’s the account you use to pay any taxes you owe on money you earned on your investments

c)

It’s a type of account used to buy and sell stocks, bonds, and funds

d)

It’s a special type of 401(k) plan that only some employers offer

13.

How can someone make money from investing in a stock?

a)

They sell the stock for a lower price than what they bought it for

b)

They receive dividends or they sell the stock at a higher price than what they bought it for

c)

The stock loses value but the overall market experiences a positive return

d)

They sell the stock for the same price they bought it for

14.

Sam is 22, just started his first full-time job, and is selecting his investments through his company's 401(k) plan. Why might a target date fund (TDF) be a good option for Sam?

a)

A TDF is actively managed by a fund manager but comes with low fees

b)

A TDF is insured by the federal government, so Sam's money is protected even if the fund performs poorly

c)

A TDF will automatically adjust his asset allocation based on the retirement year he has chosen

15.

Nancy is new to investing and is eager to get started. All of the following are things she should do EXCEPT...

a)

Estimate how much she will need for retirement to determine how much she needs to invest each month

b)

Pick individual stocks to see if she can beat the market

c)

Invest in a diversified portfolio

16.

Which is NOT a good tip for beginning investors?

a)

Invest with a long term focus and diversity.

b)

Don't take advantage of the power of compound interest

c)

Don’t be tempted by market distractions

d)

It is important to realize that most times it is luck NOT skill that allows for successful stock pilling.

17.

There are two main types of bonds Government and Cooperate, which are considered to be less risky?

a)

Government

b)

Cooperate

c)

Neither

18.

A market in which there is increased stock trading and rising stock prices

a)

Bull

b)

Bear

19.

Money from the profits of a company that is paid out to its shareholders, typically on a quarterly basis

a)

Stock

b)

Saving Bond

c)

Dividend

d)

Fund

20.

What is cash saved or collected for a specified purpose called?

a)

Bond

b)

Trading

c)

Investing

d)

Fund

21.

Degree of uncertainty on how likely the investor is to make money on an investment?

a)

Portfolio

b)

Risk

c)

Fund

d)

Dividend

22.

An investing tool for individuals to earmark funds specifically for their retirement?

a)

Pension

b)

Roth IRA

c)

Individual Retirement Account (IRA)

d)

401(k) Plan

23.

A retirement savings plan, sponsored through your employer who will often match your contributions, that allows an individual to save for retirement and have the savings grow while deferring taxes until funds are withdrawn?

a)

Target Date Fund

b)

Traditional 401(k) Plan

c)

Traditional IRA

d)

Saving Bond

24.

An individual retirement account that allows a person to set aside pre-tax income up to a specified amount each year?

a)

Traditional IRA

b)

Fund

c)

401K Plan

d)

Social Security

25.

A part or portion of a larger amount which is divided among a number of people, or to which a number of people contribute?

a)

Share

b)

Stock

c)

Bond

d)

Mutual fund

26.

Explain why it is important to start saving for retirement when you’re young, even though retirement is likely decades away.

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