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Equity and Fixed Income markets

Total questions: 12

Worksheet time: 21mins

Name
Class
Date
1.

Which of the following is true?

a)

Secured repo rates are lower than unsecured repo rates

b)

US Repo rates normally increase if Fed Reserve rates go down

c)

Unsecured repos have lower counterparty risks than secured repos

d)

Increasing rates negatively affect savers, positively affect borrowers

2.

When the yield curve is upward sloping...

a)

Investors demand a premium for short-term maturities

b)

Investors think the Central Bank will stimulate the economy to fight a forthcoming recession

c)

Investors demand a compensation for longer maturities

d)

...it is “inverted”; whereas a downward sloping curve is “normal”

e)

Indicates increasing yields for shorter maturities

3.

What is the SONIA rate?

a)

The rate established by the Bank of England

b)

The average overnight interbank rate

c)

The rate banks earn depositing money with the BoE

d)

The overnight indexed swap rate

4.

What effect have last year's increases in the UK Central Bank benchmark rate had on SONIA rates?

a)

The SONIA rate has increased

b)

The SONIA rate has decreased

c)

The SONIA rate has not been affected

d)

It cannot be determined

5.

Which of the following statements is FALSE?

a)

US Commercial paper is generally riskier than T-bills because of higher liquidity and credit risk

b)

When the BoE increases the reference rate by 0.50%, the value of outstanding bonds increases

c)

Everything else being equal, lower-rated bonds have higher yields

d)

Investors demand higher yields for less liquid instruments

e)

Long-term bonds are generally more volatile than short-term securities

6.

The market is currently at £20 - £21.1

A trader submits a limit sell order at £21.2 which is pegged to the bid quote.

When the market changes to £19.5 – £20.1, the limit (pegged) order price is adjusted to:

a)

19.9

b)

20.3

c)

20.4

d)

20.7

e)

21.0

7.

A continuous auction starts with an empty order book.

The market opens and the following sequence of orders arrives:

10:00am Buy 2, limit 10

10:01am Buy 3, limit 11

10:20am Sell 2, limit 12

10:23am Sell 2, limit 9

10:50am Sell 3, limit 11

10:54am Buy 1, limit 11

What total volume would trade?

a)

2

b)

3

c)

4

d)

5

e)

6

8.

A continuous auction starts with an empty order book.

The market opens and the following sequence of orders arrives:

10:00am Buy 2, limit 10

10:01am Buy 3, limit 11

10:20am Sell 2, limit 12

10:23am Sell 2, limit 9

10:50am Sell 3, limit 11

10:54am Buy 1, limit 11

---> 10:55am Sell 2, market order.

At what average price would the market order be executed?

a)

10

b)

10.5

c)

11

d)

11.5

e)

12

9.

Consider the following limit order book.

In a single price auction, at what price would the market clear? (Hint: find the equilibrium price)

a)

520

b)

521

c)

522

d)

523

e)

Some other price

10.

Assume that the total public offering amount in a US Treasury Auction is $17 billion. The total amount bid by non-competitive bidders is $2 billion.

In addition, the following 8 competitive bids are received (see picture).

What is the stop-out rate at which the auction will be executed?

a)

3.001%

b)

2.998%

c)

3.002%

d)

3.000%

e)

2.999%

11.

Assume that the total public offering amount in a US Treasury Auction is $17 billion. The total amount bid by non-competitive bidders is $2 billion.

In addition, the following 8 competitive bids are received (see picture).

What bidders will receive allocations?

a)

All of them

b)

All except 2, 5 and 6

c)

All except n. 2 and 5

d)

All except 3 and 8

e)

All except 3 and 7

12.

Assume that the total public offering amount in a US Treasury Auction is $17 billion. The total amount bid by non-competitive bidders is $2 billion.

In addition, the following 8 competitive bids are received (see picture).

What amount will be awarded to bidders who bid at the stop-out rate (1 & 7)?

a)

1.5bln each

b)

2bln each

c)

1.5bln to bidder 1

2.5bln to bidder 7

d)

0bln to bidder 1

4bln to bidder 7

e)

1bln to bidder 1

3bln to bidder 7