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Investing CCA/Final Review

Total questions: 50

Worksheet time: 30mins

Name
Class
Date
1.

Brokerage firm

a)

Facilitates the buying and selling of investments from a stock exchange

b)

The specified time in the future when the principal (or initial investment) amount of the bond is repaid to the bondholder

2.
Capital Gain
a)
Unearned income received from the sale of an asset above its purchase price
b)
The share of profits distributed in cash
c)
Created when a company combines the funds of many different investors and then invests that money in a diversified portfolio of investments
3.
Discount brokerage firm
a)
Only completes orders to buy and sell investments
b)
The rise in the general level of prices
c)
Assets purchased with the goal of providing additional income from the asset itself but with the risk of loss
4.
Dividend
a)
The share of profits distributed in cash
b)
The profit or income generated by saving and investing
c)
An organized, central service to buy and sell stocks, bonds and other investments that are traded
5.
Full‐service brokerage firm
a)
Offer investment transactions as well as investment advice and a financial advisor
b)
The owner of a stock
c)
A trained professional that helps people make investing decisions
6.
Market price
a)
The current price that a buyer is willing to pay
b)
Have the potential for significant fluctuations in return over a short period of time
c)
The specified time in the future when the principal (or initial investment) amount of the bond is repaid to the bondholder
7.

Mutual fund

a)

Created when a company combines the funds of many different investors and then invests that money in a diversified portfolio of investments

b)

The profit or income generated by saving and investing

c)

The rise in the general level of prices

8.

Portfolio diversification

a)

Reduces risk by spreading money among a wide array of investments

b)

Assets purchased with the goal of providing additional income from the asset itself but with the risk of loss

c)

The profit or income generated by saving and investing

9.

Rate of Return

a)

The net gain or loss of an investment expressed as a percentage of the purchase price of an investment.

b)

A fee charged for the use of property or land

c)

Have the potential for significant fluctuations in return over a short period of time

10.

Elliot’s stock broker is suggesting that he consider investing in a diversified portfolio. A diversified portfolio is desirable because it:

a)

increases the risk/return ratio

b)

limits investors choices to only one or two investment tools

c)

indicates an investor is a good predictor of the return an investment will have

d)

decreases risk by investing money in a variety of investment tools

11.

The market is doing poorly and investors are not confident in the economy. Investors are not purchasing stocks and are selling what is already owned

a)

Bear market

b)

Growth market

c)

Bull market

d)

Dog market

12.

Shares or units of ownership in a public corporation. The shareholder has voting rights in the corporation.

a)

Common stock

b)

Growth Stock

c)

Income Common stock

d)

Preferred Stock

13.

Distributions of earnings paid to stockholders.

a)

Income

b)

Dividends

c)

Bond

d)

Investment

14.

The amount a willing buyer will pay a willing seller for a stock.

a)

Market Price

b)

Common Price

c)

Bull Price

d)

Close Price

15.

Measures the size of the company. It is calculated by multiplying the number of outstanding shares by the current stock price.

a)

Price Capitalization

b)

Market Capitalization

c)

IPO

d)

Growth Capitalization

16.

The oldest and largest exchange with the strictest company standards.

a)

New York Stock Exchange

b)

NASDAQ

c)

Commodities market

17.

What is the relationship between risk and return?

a)

Higher rate of return = Lower risk, Lower Rate of return = Higher risk

b)

Higher rate of return = greater risk, Lower Rate of return = lower risk

c)

Higher rate of return and Lower Rate of return are same

18.

The purpose of the risk pyramid is to show a comparison of:

a)

one investment to another.

b)

stocks to stock mutual funds.

c)

corporate bonds to municipal bonds.

d)

one stock to another.

19.

Which of the following is an advantage of investing in bonds?

a)

They are very low risk

b)

You can access your money any time

c)

They are insured by the FDIC

d)

They offer extremely high rates of return

20.

What is the differences between stocks and bonds?

a)

They are both investments.

b)

A stock is what corn grows on, and a bond gets you out of jail.

c)

Stock represents ownership, and bonds represents your word.

d)

A stock represents ownership, and bonds represents a loan.

21.

A type of investment that invests in a lot of different companies is called

a)

Stocks

b)

Bonds

c)

Mutual funds

d)

T-bills

22.

All of the following are ways to earn money as a stockholder EXCEPT:

a)

getting dividends

b)

selling the stock at a higher value

c)

stock splits

d)

selling the stock at a lower value

23.

Brokers who suggest specific investments, create an investment plan, & make adjustments are

a)

Discount/Online Brokers

b)

Discount Brokers with Assistance

c)

Full-Service Brokers

d)

Money Managers

24.

The Investment Pyramid -

a)

The safer the investment, the lower it can be found on the pyramid

b)

The safer the investment, the higher it can be found on the pyramid

25.

The Investment Pyramid -. The highest risk investments are junk bonds, collectibles, options, futures, and speculative stocks and these appear at the top of the pyramid.

a)

True

b)

False

26.

Your returns (or interest rate) are 9% a year. How long before your investment doubles?

a)

9 years

b)

8 years

c)

7 years

d)

They won't

27.
How many years will it take $4000 to double with a 5% interest rate?
a)
1440
b)
14.4
c)
55.5
d)
80
28.

What calculation should you do to answer the question:

How many years will it take $900 to double if the interest rate is 2%?

a)

72 divided by 2

b)

900 divided by 2

c)

2 divided by 100 times 900

29.

A quick way to estimate how long it takes for your money to double is called...

a)

rule of 72

b)

compound interest

c)

simple interest

d)

inflation

30.

When interest is added to the balance each year and the new balance is used to calculate the interest for the next year is called...

a)

simple interest

b)

compound interest

c)

rule of 72

d)

inflation

31.
Ann puts $300 in a bank account earning 4% interest.  How much will she earn in interest in 1 year?
a)
4
b)
8
c)
12
d)
16
32.

Fundamental Analysis of Stocks focuses on the financial statements of a company

and determines potential for future growth by analyzing revenue, earnings, return on equity and profit margins

a)

True

b)

False

33.

Technical Analysis of Stock Trends focuses on the financial statements of a company and determines potential for future growth by analyzing revenue, earnings, return on equity and profit margins

a)

True

b)

False

34.

A bond's interest rate

a)

Coupon Rate

b)

Maturity

c)

Par Value

d)

Yield

35.

The length of a bond

a)

Coupon Rate

b)

Maturity

c)

Par Value

d)

Yield

36.

The principle amount (face value)

a)

Coupon Rate

b)

Maturity

c)

Par Value

d)

Yield

37.

The best rating a bond can receive

a)

D

b)

AAA

c)

AA

d)

B

38.

Follows 500 stock prices to measure the health of the market

a)

Dow Jones

b)

S & P 500

c)

NYSE

d)

NASDAQ

39.
A holder or owner of stock in a company or corporation.
a)
stock market
b)
shareholder
c)
portfolio
d)
industry
40.
You can buy stock in any company in the world.
a)
True, all companies are required to offer stock.
b)
False, a company is only listed on the stock exchange if it wants to be.
41.
A company's profit or earnings divided equally among all the shares investors own.
a)
market capitalization
b)
volume
c)
earnings per share
d)
industry
42.

1-4 letter symbol used to represent a company

a)

tic tok

b)

stocker

c)

stock ticker

d)

stocking

43.

What are these? NYSE - NASDAQ

a)

stocks

b)

markets

c)

stock exhanges

d)

securities and exchanges

44.

The Dow Jones Industrial Average tracks the stock prices of the top 30 U.S. companies.

a)

TRUE

b)

FALSE

45.

When a company sells its shares of stock for the first time, it is called ______________________.

a)

Market Cap

b)

Initial Public Offering

c)

Price-Earnings Ratio

d)

Gross Profit

46.

A pooled portfolio of different investments owned by multiple investors, managed by professionals, and subject to laws and regulations designed to protect individual investors.

a)

Stock Exchange

b)

Bond Market

c)

Mutual Fund

d)

Real Estate

47.

A mutual fund that contains stocks to mirror a stock market index

a)

Equity Growth Fund

b)

Equity Value Fund

c)

Index Fund

d)

Aggressive Equity Fund

48.

Index funds are _____ managed and therefore have ______ transaction costs

a)

actively; more

b)

actively; fewer

c)

passively; more

d)

passively; fewer

49.

Inflation risk

a)

The danger that money won’t be worth as much in the future as it is today

b)

Reduces risk by spreading money among a wide array of investments

c)

A general term used to describe all transactions involving the buying and selling of stock shares issued by a company

50.

Elliot’s stock broker is suggesting that he consider investing in a diversified portfolio. A diversified portfolio is desirable because it:

a)

increases the risk/return ratio

b)

limits investors choices to only one or two investment tools

c)

indicates an investor is a good predictor of the return an investment will have

d)

decreases risk by investing money in a variety of investment tools