WorksheetsGlobal NC KYC
Total questions: 18
Worksheet time: 17mins
ID number:
Wave
Role:
If we receive a valid POI. CIP status verified, DOB mismatch and name match with account information. What do you do?
Update name and accept the POI
Update DOB an reject the POI
Update name and reject the POI
Update DOB and accept the POI
Process: Name Change, if we receive a valid POI, CIP status verified, DOB match and name complete mismatch with account information. What do you do?
Holistic Review, if it does not match, reject the document as “Change of ownership”
Update name and accept the POI.
Holistic Review, if it does not match, reject the document as “Complete name does not match”
If we receive a valid POI. CIP status unverified, DOB match and name complete mismatch with account information. What do you do?
Update DOB and accept the POI
Update name and reject the POI
Update name and accept the POI
Update DOB and reject the POI
According to the Global Name Format in PT market first name and last surname must be registered on account per POI.
True
False
Name change process: Business Account. Mostly markets POI and LOA required. If you received POI only and you need LOA. What Reason of Rejection should you use?
Rejected and Customized Communication Needed
Wrong document received
POI missing information
What tool do we use in C2 market to update name?
Word
One note
Translator
We can update the name in HK market to either Chinese or Cyrillic version.
True
False
In HK market we can update the name to:
Cyrillic or Chinese version
Cantonese or English version
In KR market we can update the name to either Korean or English version.
True
False
If you receive a valid POI in KR market with RRN (Resident Registration Number). What do you do with the document?
You must be black out the RRN on the document.
You must be black out the DOB on the document.
You must be black out the RRN and DOB on the document.
Can we use RBA in name change process?
Yes
No
In RU market, the name always has to be in:
Cyrillic
English
Cantones
Chinese
Process: Name Change, Business account in EU market you receive a valid POI and invalid LOA, What is the reason of rejection for the valid document?
Wrong document received
Invalid Secondary Document.
Reject and customized communication needed.
Change of ownership
In BR market Full name to be update, as best practice.
Yes
No
Process: Name change. What account type we do not send Email?
Personal/Premier
Business Individual
Business Sole Proprietorship
