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WorksheetsDocs Connect May
Total questions: 26
Worksheet time: 18mins
Which application is used for scanning unprotected docs to Incoming folder when they are sent to fax email by reps and clients.
(a)
Full form of ARF
(a)
Full Form of NFNS
(a)
In Rates, If you scan a doc to IC folder post 9 30pm, which review team will get the docs for review?
(a)
If rates trade golden source is summit, then what is the summit equivalent for Credit trades. Hint - Use Abbreviation
(a)
What is the third party application that provides trade processing, confirmation, affirmation, matching and reconciliation services for all asset classes (Rates, FX, Equity)
(a)
A new client recently traded an IRS on 22nd May 2023, Atharva asked the drafting team to update the Tailor File (TF) with appropriate details for the same. Ayaan from Drafting team rejected the request. Why ?
Atharva is an Analyst. Instead Associate should make the request
TF not to be considered for new clients post 2021 Feb
Ayaan was wrong in his rejection. He has to amend TF
Ayaan can update Tailor File with Rahul's (AVP) approval
Name the application in Equity in which Client static is updated?
(a)
In Equity asset class if the Entity belongs to NY desk how many DB signatures is required in confirmation? ( Give a number )
(a)
Full forms STP
(a)
In which application FX trades gets booked
(a)
What is the full form of GOLD
Global OTC Leading Documentation
Global Online Documentation
Global OTC Legal Documentation
Gross OTC line Documentation
What is full form of UTR
Unique Trade Reference
Unique Transaction Reference
Unified Transaction Revenue
Universal Trading Revenue
Full form of SWIFT
Standard Widespread International Financial Terminology
Society for World Interest Financial telecommunications
Society for Worldwide Interbank Financial Telecommunications
Society for Worldwide international Financial Transactions
What is G7 Currency?
the Canadian dollar (CAD), the Australian Dollar (AUD ), the Japanese yen (JPY), the British pound (GBP) and the American dollar (USD).
the Saudi Riyal (SAR) the euro (EUR), the New Zealand Dollar (NZD) , the British pound (GBP) and the American dollar (USD).
the Canadian dollar (CAD), the euro (EUR), the Japanese yen (JPY), the British pound (GBP) and the American dollar (USD).
the Canadian dollar (CAD), the euro (EUR), the Emirati Dirham (AED), the Indian National Rupees (INR) and the American dollar (USD).
Who regulates FX trading in the US Markets
International Swaps and Derivatives Association
(ISDA)
Commodity Futures Trading Commission
(CFTC)
Financial Industry Regulatory Authority
(FINRA)
Financial Conduct Authority
(FCA)
Book Transfer, Reset/Fixing/FRC- are examples of what?
Regulatory Changes
Audit Requirements
Middle Office Limitations
Non Doccable Amendments
Expand Full form of NDF
(a)
Which of the below is NOT a characteristic of an Option:
Option Premium
Expiry Date
Swap Rate
Underlying Asset
What is the full form of FSIP
Fire Safety Insurance Product
Frankfurt Strategic Integration Programme
Financial Strategic Interest Payments
Foreign Swap Interest Provision
Atharva, a Chaser had pushed a signed doc for an IRS deal from Wells Fargo for review. However review team came up with breaks and pushed it back to Atharva. He then resolved all these breaks and added a Gold Note saying " All breaks Resolved, Please Review". After this, for the next few days he kept reporting the trade as Pending with Review. Yet the trade was not out of workflow and on investigation it was found that the trade was still in Outstanding Station. What is the action Atharva Missed to take?
Drop a mail to review team
Inform his Manager about this
Raise an IT ticket to push trade to Incoming
Personally go to reviewer and Request his help
Foreign exchange reserve cannot include
Bank Notes
Deposits
Bonds
None of the above
What is Full form of DICE
Documentation in Confirmations Environment
Drafting Incoming Chasing Execute
Drafting Incoming Chaser Environment
Documentation In Client enrichment
Name The booking which is recently going to be Decommissioned in equity?
2000Rs Note
ESS Synthesis
GOLD
RMS Booking
What is full form of BROG
Business Requirement Oversight Group
Business Review overhead Group
Business Review Oversight Group
Banking Review Oversight Group
What is full form of ETHOS
Every Trade Holds Over Sight
Exotic Trade Handling Operations System
Everyday Trading Handling oversight System
Equity Trading Handling Oversight Systems
