Wayground logo

Free Printable Worksheets

Font size

S
M
L
XL
Worksheets

ORSA & ERM

Total questions: 5

Worksheet time: 4mins

Name
Class
Date
1.

Which statement is correct?

a)

Stress test scenario is mostly focused on the high probability event

b)

Sensitivity analysis usually conducts on multiple assumption at the same time

c)

Executive mostly utilize the scenario analysis to see the financial outcome if the scenario become true

d)

Reverse stress test is the worst business scenario which was happened for last 5Y

2.

Which one is incorrect ?

a)

Based on the own risk assessment, operational risk can be quantified easily such as 1% of gross written premium

b)

Volatility of market value is major concern for the market risk

c)

Liquidity risk is not significant for unit link policy

d)

Asset Liability management is very important for life insurance company to assess the interest rate risk

3.

Which one is not true of risk management ?

a)

Risk management can enhance the likelihood to achieve the company strategy

b)

Board of director must be responsible to Enterprise risk management framework such as approve risk management policy

c)

Risk, business strategy and capital must be linked in order to gain the benefit of risk management framework

d)

ORSA is mainly focused on the qualitative assessment because quantitative assessment will cost burden to insurance company especially small size

4.

Which one is the most correct regarding to 3-line of defense ?

a)

Underwriting function is not responsible for risk control at all because it works on the first line or risk-taking Business Unit

b)

Actuarial function can be positioned as first and second line such as pricing actuary will work as 1st line, while corporate actuary will work as 2nd line

c)

Compliant and internal audit are interchangeable areas which all of them working on 3rd line

d)

Investment team will work as 2nd line because their main function is needed to management and monitor financial risk

5.

Per Thai RBC regime, a company have TCA = 200 million and TCR = 100 million which statement is appropriate if asset effective duration = 8.3 year and liability effective duration = 12.5 year ?

a)

Company CAR = 50% and when interest rate goes up CAR ratio would likely higher than 50% because lower TCA is dominated

b)

Company CAR = 200% and when interest rate goes up CAR ratio would likely lower than 200% because lower TCA is dominated

c)

Company CAR = 200% and when interest rate goes up CAR ratio would likely higher than 200% because lower TCR is dominated

d)

Company CAR = 50% and when interest rate goes up CAR ratio would likely lower than 50% because lower TCR is dominated