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Portfolio Analysis ( 57 )

Total questions: 57

Worksheet time: 43mins

Name
Class
Date
1.

When money is committed to another person for a period of time for earning higher returns, it is called

a)

Savings

b)

Investment

c)

Surplus

d)

Deficit

2.

________ is the chance of loss or the variability of returns associated with a given asset.

a)

Return

b)

Value

c)

Risk

d)

Probability

3.

In portfolio management which aspect should be maximized?

a)

Return

b)

Risk

c)

Return and Risk

d)

None of the above

4.

What is the P/E ratio used for?

a)

To calculate the market value of stocks

b)

To determine the dividend yield of a stock

c)

To measure the profitability of a company relative to stock price

d)

To forecast future stock prices

5.

What is a bull market?

a)

A market waste stock prices are raising

b)

A market where stock prices are falling

c)

Market where there is high volatility

d)

Market where there is low trading volume

6.

What is a blue -chip stock ?

a)

A Stock with a low market capitalisation

b)

Stock issued by a new and rapidly growing company

c)

Stock of a will established in financially stable company

d)

Stock that is traded on the foreign exchange

7.

What is a stock split ?

a)

When a company divides its outstanding shares into a larger number of shares

b)

When a company merges with another company

c)

When a company buys back it's own shares from the market

d)

When a company issues new shares to raise capital

8.

What is insider trading?

a)

Buying or selling stocks based on non public information

b)

Buying or selling stocks based on public information

c)

Investing in stocks without conducting any research

d)

Investing in stocks based on technical analysis

9.

When it comes to investing, what does the term "diversification" mean?

a)

Putting all your money into a single investment

b)

Spreading your investment across different assets

c)

Investing in high risk assets only

d)

Avoiding all forms of investments

10.

__Is one of the popular methods used for equity valuation

a)

 Dividend Discount Model

b)

Price Earning Model

c)

CAPM Model

d)

Sharpe Model

11.

__is one of the indicators of economy analysis

a)

Interest rates

b)

Inflation

c)

 GDP

d)

All of these

12.

Company’s liability side of balance sheet represents

a)

Application of Funds

b)

Sources of Funds

c)

Investment Activities of company

d)

None of these

13.

 Aggressive investors would like to invest in the

a)

Securities with beta value greater than one

b)

Securities with beta value less than one

c)

Small cap companies

d)

Venture Capital and private equity

14.

Risk premium is

a)

Beta ratio minus cut off point

b)

Security return minus mean return

c)

Return for investing into government securities

d)

Market return minus risk free return

15.

Is not a systematic risk

a)

Quality of product

b)

Management related problems

c)

. Employee related problems

d)

All of these

16.

It is case of maximum portfolio risk

a)

Correlation coefficient is zero

b)

Correlation coefficient is plus one

c)

Correlation coefficient is minus one

d)

All of these

17.

Is a measure of portfolio risk

a)

Variance

b)

Co-variance

c)

Standard Deviation

d)

Beta

18.

When you are optimist for future of market you should invest in

a)

Securities with beta value greater than one

b)

Securities with beta value less than one

c)

. Large cap stocks

d)

Bond Market

19.

These stocks are relatively unaffected by the market movements

a)

Growth Shares

b)

Income Shares

c)

Defensive Shares

d)

Speculative shares

20.

Is the multiplying factor that the market is willing to offer to the company’s future earning

a)

EPS

b)

DPS

c)

PEG Ratio

d)

P/E Ratio

21.

 P/E ratio lower than the industry as a whole means

a)

Stock is overvalued

b)

Stock is underprized

c)

Stock is correctly prices

d)

Stock should be sold

22.

Market value of shares represents

a)

Growth Potential of Company

b)

Supply side of Company

c)

Expectations of investors from company

d)

Interaction of supply and Demand

23.

Rising Trend line will have always

a)

Higher highs and higher lows

b)

Lower Highs and high lows

c)

Lower lows and lower lows

d)

All of these

24.

Left side of bar chart represents

a)

Opening price

b)

Closing price

c)

Days high price

d)

Days low price

25.

Large volume with rise in price indicates

a)

Bear Market

b)

Bull market

c)

Tug of war between bull and bear

d)

Resistance level

26.

Is one of the qualitative aspects of company which one can go through before investing into company

a)

Ratio Analysis

b)

Minority shareholders

c)

Cash Flow statement

d)

Cash Flow statement

27.

When company park its excess money in fixed deposit it falls under companies

a)

Operating Activities

b)

Investing Activities

c)

Financing activities

d)

All of these

28.

Operating profit is also known as

a)

PAT

b)

Net Income

c)

EBIT

d)

ROE

29.

Avoid ___companies as their objective is not maximising shareholders wealth.

a)

PSU

b)

Joint Stock Companies

c)

Private Companies

d)

Venture Capital

30.

__this type is risk is beyond control of the individual or organization

a)

Currency Risk

b)

Commodity Risk

c)

Country Risk

d)

All of these

31.

Markowitz model is also known as

a)

CAPM MODEL

b)

Gordon Model

c)

Full covariance model

d)

Diversification model

32.

__is commonly preferred measure of variability.

a)

Variance

b)

Beta

c)

Residual Variance

d)

Standard deviation

33.

 __relates to the excess portfolio return to the systematic risk.

a)

Ci Values

b)

Jensen Measure

c)

Treynor’s measure

d)

efficient portfolio

34.

If expected return is greater than CAPM return security is said to be

a)

Under-priced

b)

overpriced

c)

Correctly Priced

d)

None of these

35.

If expected return is 13% and CAPM return is 15 % one should

a)

Buy Security

b)

Hold Security

c)

Sell Security

d)

All of these

36.

__is the ratio between the dividend paid during the year and the current market price of share.

a)

Dividend Pay-out Ratio

b)

Dividend Yield

c)

Retention Ratio

d)

current Yield

37.

 __consists of sources and application of funds.

a)

Cash flow statement

b)

Balance Sheet

c)

Income statement

d)

All of these

38.

 _____ratio helps in analyzing whether current share price of the company is perceived as high or low.

a)

Profitability Ratio

b)

Enterprise value to sales ratio

c)

Valuation Ratios

d)

Activity Ratios

39.

__are mentally stressful due to the shorter time frame

a)

Day trader

b)

Position Trader

c)

Long term trader

d)

Short term trader

40.

.__this is a case of recapitalization of free reserves and surplus

a)

Bonus Issue

b)

Stock Split

c)

DPS

d)

Share buybacks

41.

Optimum portfolio is

a)

Set of efficient portfolios

b)

Set of inefficient portfolios

c)

Set of portfolios where risk is minimum and return is maximum

d)

All of these

42.

__Is not one of the activities of portfolio manager

a)

Selection of security

b)

Construction of feasible portfolio

c)

Managing risk

d)

constructing maximum variance portfolio

43.

Most investors are risk averse which means:

a)

they will assume more risk only if they are compensated by higher expected return

b)

they will always invest in the investment with the lowest possible risk

c)

they actively seek to maximize their return

d)

they avoid the stock market due to the high degree of risk

44.

stocks and bonds should be classified as;

a)

Real Asset

b)

Indirect Asset

c)

Financial Assets

d)

personal assets

45.

The ________ of an asset is the change in value plus any cash distributions expressed as a percentage of the initial price or amount invested.

a)

Return

b)

Value

c)

Risk

d)

Probability

46.

________ is the chance of loss or the variability of returns associated with a given asset.

a)

Return

b)

Value

c)

Risk

d)

Probability

47.

Last year Mike bought 100 shares of Dallas Corporation common stock for $53 per share. During the year he received dividends of $1.45 per share. The stock is currently selling for $60 per share. What rate of return did Mike earn over the year?

a)

11.7%

b)

13.2%

c)

14.1%

d)

15.9%

48.

Investors should not diversify their portfolio by putting money into different securities based on their appetite for risk.

a)

True

b)

False

49.

Who are institutional investors in Financial assets? ( Choose 3)

a)

Investment Companies

b)

Government

c)

Commercial Banks

d)

Householders

e)

Insurance Companies

50.

After considering current market conditions an investor decides to place 60% of their funds in equities and the rest in bonds. This is an example of

a)

security analysis

b)

asset allocation

c)

top down portfolio management

d)

passive management

51.

After much investigation an investor finds that Intel stock is currently under priced. This is an example of ______.

a)

Asset allocation

b)

Security analysis

c)

passive management

d)

top down portfolio management

52.

........... ......... advise companies on issuing bonds and shares. They also advise on mergers and acquisitions Choose one

a)

Investment Companies

b)

Investment banks

c)

Commercial Banks

d)

Insurance Companies

53.

__________ portfolio construction starts with asset allocation.

a)

Bottom-up

b)

Top Down

c)

Upside down

d)

Side-by-side

54.

Which of the following is the best reason for an investor to be concerned with

the composition of a portfolio?

a)

Risk reduction

b)

Downside risk protection

c)

Avoidance of investment disaster

d)

Increase profitabiltiy

55.

With respect to the portfolio management process, the asset allocation is deter-

mined in the:

a)

planning step

b)

feedback step

c)

execution step

56.

An analyst gathers the following information for the asset allocations of three

portfolios (see attachment). Which of the portfolios is most likely appropriate for a client who has a high

degree of risk tolerance?

a)

Portfolio 1

b)

Portfolio 2

c)

Portfolio 3

d)

Portfolio 1 & 3

57.

Which of the following forms of pooled investments is subject to the least

amount of regulation?

a)

Hedge Funds

b)

Exchange Traded Funds

c)

Closed-End Mutual Funds

d)

Open-End Mutual Fund