WorksheetsAssante BP Transfers Refresher
Total questions: 11
Worksheet time: 8mins
What documents are required to rollover an individual RRSP account to a RIF?
E-mail with the Instructions
TARI
A LOD signed by the advisor if the owner/annuitant is the same under both plans.
New NAAF
One of the following documents is required to process an in‐kind contribution (Select all that apply)
In‐Kind Contribution of Funds Application AWM-1328
Order Ticket
LOD signed by the client and signature guaranteed
Advisor signed LOD if the owner/annuitant is the same under both plans
What documents are required to transfer assets out of an Individual RRSP or RRIF due to a marriage breakdown? (Select all that apply)
T2220, signed by both parties
LOD with the instructions
T2220 signed by one spouse, and a copy of the divorce decree or separation agreement.
T2033
What is the ACM RRSP Specimen Plan Number?
1707
418-075
418-078
418-077
Assistant Cindy is calling to find out what documents are required to transfer a CN RRSP to NN RRSP at Assante.
LOD signed by a client
ACM/AFM TARI
T2151
ACM/AFM TANRI
On August 1st a client is transferring out his NN TFSA and NN RRSP to TD. What is the total fee amount that will be charged?
$225 plus tax
$325 plus tax
$125 plus tax
$200 plus tax
What Documents are required for an electronic registered transfer out to Investors Group?
None, only RFT on ATON
TARI
T2033
LOD with the signature guarantee
What are the Qualifying conditions for the Federal Small Amount Unlocking? (Select all that apply)
Be at least 55 y.o.
Be unlocking from a LIF, RLIF, RLSP or LRSP
Have less than 50% of the YMPE in all Federal locked-in plans
In -kind/In-cash contributions transfers on ActionPro are available between nominee accounts only.
True
False
If a financial institution is ATON participant, a manual transfer request will be rejected.
True
False
A 67 year old client will qualify for a Quebec Temporary Income Unlocking.
True
False
