Worksheetsрцбумг
Total questions: 120
Worksheet time: 3600secs
A set of measures to transform state property aimed at eliminating the excessive role of the state in the economy is ...
denationalization
privatization
competition
mobilization
revitalization
Acquisition of objects of state property by legal entities and individuals, is
privatization
revitalization
denationalization
competition
mobilization
What is not the purpose of privatization?
replenishment of state budget revenues
reduction of government spending
formation of a layer of private owners
creation of a competitive environment
increasing the efficiency of enterprises
What kind of stage is the transition to sector privatization and restructuring programs?
at the third stage, from 1996 to 1998
at the first stage, from 1991 to 1992
at the fourth stage, from 1999 to the present
at the second stage, from 1993 to 1995
such programs were not included in the privatization stages
The set of economic relations between its participants on the issue and circulation of securities is…
stock market
credit market
currency market
money market
deposit market
Does not apply to the general market functions of the stock market:
insurance
price
informational
regulatory
commercial
What function of the stock market is connected with the development and approval of the rules of trade and participation in it, the procedure for resolving disputes between participants and the formation of management and control bodies?
regulatory
price
informational
insurance
commercial
What function is a specific function of the stock market?
insurance
price
informational
regulatory
commercial
What function of the stock market is intended for insurance of price and financial risk or hedging, which is carried out on the basis of derivative securities?
insurance
price
informational
regulatory
commercial
What function of the stock market ensures the transfer of money between sectors of the economy and the spheres of the financial system?
redistributive
insurance
price
informational
regulatory
How the stock market is divided depending on the form of placement of securities
primary, secondary
organized,unorganized
the exchange market, over the counter (OTC) market
cash (cash market, spot market), urgent (forward)
a computerized market, a traditional market
How the stock market is divided by types of transactions?
cash (cash market, spot market), urgent (forward)
organized,unorganized
the exchange market, over the counter (OTC) market
a computerized market, a traditional
primary, secondary
How is the stock market divided according to the degree of organization?
organized,unorganized
cash (cash market, spot market), urgent (forward)
the exchange market, over the counter (OTC) market
a computerized market, a traditional market
primary, secondary
How is the stock market divided depending on the place of trade?
the exchange market, over the counter (OTC) market
organized,unorganized
cash (cash market, spot market), urgent (forward)
primary, secondary
a computerized market, a traditional
How is the stock market divided according to the mode of trade?
a computerized market, a traditional market
the exchange market, over the counter (OTC) market
organized,unorganized
cash (cash market, spot market), urgent (forward)
primary, secondary
Which of the types of stock market does not belong to the classification of the stock market by issuers and investors?
the short-term securities market
the market of municipal securities
the market of government securities
the market of corporate securities
the market of securities issued (purchased) by individuals
Refers to the classification of the stock market depending on the period of circulation
the short-term securities market
the market of government securities
the market of municipal securities
the market of corporate securities
the market of securities issued (purchased) by individuals
Refers to the classification of the stock market depending on the degree of risk
low-risk market
short-term securities market
medium-term securities
long-term securities
perpetual securities
Individuals and legal entities that carry out the purchase, sale of securities or the servicing of their turnover and settlements on them, entering into certain economic relations related to the circulation of securities, it
participants in the stock market
issuers in the stock market
investors in the stock market
stock intermediaries in the stock market
regulatory and control bodies in the stock market
Individuals and legal entities that have temporarily available funds and are willing to invest them to generate income
investors in the stock market
issuers in the stock market
participants in the stock market
stock intermediaries in the stock market
regulatory and control bodies in the stock market
What kind of regulation is carried out by the state through the economic levers and capitals at its disposal?
indirect, or economic, management of the stock market
direct or administrative management of the stock market
insurance in the stock market
activization of the stock market
Self-regulation
A set of methods and mechanisms that facilitate the streamlining of activities of all participants in the stock market, forcing them to act in accordance with established standards and rules of the authorized body, this…
regulation of the stock market
mobilizations in the stock market
stock market control
insurance in the stock market
ctivization of the stock market
The subordination of the activities of this organization to the normative acts of the state, other organizations and international agreements what kind of regulation is this?
External regulation
Internal regulation
State regulation
Exchange regulation
Self regulation
What form of regulation of the stock market is carried out by state bodies, whose competence includes the performance of certain regulatory functions?
State regulation
Internal regulation
External regulation
Exchange regulation
Self regulation
What form of regulation of the stock market is carried out through the activities of various associations of stock market professionals?
Self regulation
Internal regulation
External regulation
tate regulation
Exchange regulation
What form of regulation of the stock market is carried out through public opinion through the media?
Public regulation
Internal regulation
External regulation
State regulation
Exchange regulation
What form of regulation of the stock market is based on the rules of the work of stock exchanges (futures exchanges, stock departments of commodity and currency exchanges)?
Exchange regulation
Internal regulation
External regulation
State regulation
Self regulation
The subordination of the activities of this organization to its own normative documents: the Charter, rules and other internal normative documents defining the activities of this organization as a whole, its departments and its employees what kind of regulation is this?
Internal regulation
External regulation
State regulation
Exchange regulation
Self regulation
What properties of securities is the ability to sell and buy in the market, and also to act as an independent payment instrument?
negotiability
availability
standard and serial
documentary
marketability
What properties of securities include the presence of a standard view, details, which makes it a commodity that can handle?
standard and serial
availability
negotiability
documentary
marketability
What properties of securities is the ability to be sold?
liquidity
availability
negotiability
documentary
marketability
What is the function of the state uses securities as a method of mobilizing monetary savings of citizens, temporarily free financial resources of institutional investors to Finance budget expenditures?
mobilizing
regulatory
investment
settlement
insurance
What are the functions of enterprises, organizations and banks that use securities as a universal credit and settlement instrument?
settlement
regulatory
investment
mobilizing
insurance
Classification of securities in the form of existence:
Debt, Equity
Investment, Non investment
Emissive, Non-emission
Market, Non market
Classification of securities in the form of property relations
Debt, Equity
Documentary, Non documentary
Investment, Non investment
Emissive, Non-emission
Market, Non market
Classification of securities according to the degree of negotiability
Market, Non market
Documentary, Non documentary
Investment, Non investment
Emissive, Non-emission
Debt, Equity
Classification of securities on the issue form
Emissive, Non emission
Documentary, Non documentary
Bearer, Nominal, Order
Market, Non market
Debt, Equity
Classification of securities depending on the order of fixation of the owner
Bearer, Nominal, Order
Documentary, Non documentary
Investment, Non investment
Market, Non market
Debt, Equity
What securities certify the right of its owner to a certain share in the property in cases stipulated by the legislation of the Republic of Kazakhstan?
Equity securities
Documentary securities
Investment securities
Market securities
Debt securities
What securities within a single issue of uniform features and details, placed and traded on the basis of common conditions for this issue?
Issue (emissive) securities
Equity securities
Investment securities
Market securities
Debt securities
Allows to block the adoption of key decisions and the possibility of holding a new general meeting of shareholders
30% plus 1 share
25% plus 1 share
10% plus 1 share
50% plus 1 share
2% plus 1 share
Which bodies can not act as founders or shareholders of a joint stock company?
government agencies
limited partnership
individuals
general partnership
no right answer
How many percent of voting shares of a stock company own a minority shareholder?
less than 10 percent
less than 20 percent
less than 30 percent
less than 40 percent
less than 50 percent
Blocking stake, which makes it possible to block the adoption of all key decisions of the joint stock company
25% plus 1 share
50% plus1 share
10% plus 1 share
30% plus 1 share
2% plus 1 share
What share gives the right of veto to decisions of the general meeting of shareholders, the board of directors and the executive body on matters determined by the company's charter?
golden share
ordinary shares
preference shares
preference stocks
common stock
Legal entity issuing shares in order to raise funds for the implementation of its activities, this ...
joint stock company
limited partnership
state enterprise
general partnership
no right answer
A classic controlling interest that gives an opportunity to adopt a significant part of the key decisions (except for changing the charter, liquidation of the company, etc.)
50% plus 1 share
25% plus 1 share
10% plus 1 share
30% plus 1 share
2% plus 1 share
What is the name of the shareholder's income on the shares owned by him, paid by the joint stock company?
dividend
percent
discount
coupon
no right answer
Opportunity to make two proposals on the agenda of the annual meeting of shareholders and nominate candidates to the board of directors
2%
25% plus 1 share
10% plus 1 share
30% plus 1 share
50% plus 1 share
The share of ordinary shares in the authorized capital of a joint stock company in accordance with the law must be at least ...
75 %
25 %
10%
30%
50%
Which shares assume that if due to a difficult financial situation or any other factors dividends are not paid in the current year, they will be accumulated in the dividend arrearage and will be paid in subsequent years
cumulative preferred shares
noncumulative preferred shares
convertible preferred stock
non convertible preferred stock
no right answer
Which of the bonds issued to refinance the debt held by the issuer or to attract additional financial resources that will be used for various activities?
Ordinary bonds
Target bonds
Secured bonds
Unsecured bonds
Discount bonds
Which of the bonds ownership rights which are confirmed by entering the name of the owner in the text of the bond and in the registration book maintained by the issuer?
Nominal bonds
Ordinary bonds
Target bonds
Unsecured bonds
Discount bonds
Which of the bonds is sued by enterprises of various legal forms (JSC, limited liability partnerships)?
Corporate bonds
Nominal bonds
Ordinary bonds
Unsecured bonds
Discount bonds
Which of the bonds do not create specific property claims against the issuing company?
Unsecured bonds
Corporate bonds
Nominal bonds
Ordinary bonds
Discount bonds
Is a security certifying the relationship of a loan between its owner (the lender) and the person who issued it (the borrower)
a bond
a shares
a convertible preferred stock
a preferred stock
a cumulative preferred shares
Which of the bonds are bonds placed by the Issuer outside the country of the Issuer's ownership?
International (foreign) bonds
Corporate bonds
Nominal bonds
Ordinary bonds
Discount bonds
Which of the bonds are issued by the state and government bodies (ministries and departments)
Government bonds
Corporate bonds
International (foreign) bonds
Ordinary bonds
Discount bonds
Which of a with no fixed maturity bond is give the investor the right to extend the maturity and continue to receive interest during this period
renewable bonds
redeemable bonds
revocable bonds
perpetual, or unpaid
deferred bonds
These are bonds for which income is paid in the form of a certain percentage to their face value
Coupon bonds
Corporate bonds
Ordinary bonds
Nominal bonds
Discount bonds
These are bonds that are sold at a price below par, and are redeemed at par
Discount bonds
Coupon bonds
Corporate bonds
Nominal bonds
Ordinary bonds
A bond whose owner is entitled under certain conditions to exchange it for a certain amount of other securities of this company
convertible bond
discount bond
coupon bond
non convertible bond
nominal bond
Ordinary bonds whose owner is not entitled to convert them into other securities
non convertible bonds
convertible bonds
discount bonds
nominal bonds
coupon bonds
The price at which bonds are sold to their first owners it’s
the issue price of the bonds
the nominal price of the bond
the redemption price of the bonds
the market price of the bonds
the exchange price of the bond
The price that is paid to bondholders at the end of the loan term is
the redemption price of the bonds
the issue price of the bonds
the nominal price of the bond
the market price of the bonds
the exchange price of the bond
Sale of bonds below the nominal value is called
disagio
agio
alpari
nominal
coupon
The exact correspondence between the market price (stock quotation) and the nominal value of securities is
alpari
agio
disagio
nominal
coupon
The excess of the market rate of the bond in comparison with their nominal value is called
agio
disagio
alpari
nominal
coupon
A contract under which a potential buyer or potential seller receives the right, but not the obligation, to make a purchase or sale of an asset (goods, securities) at a predetermined price at a certain time in the future or for a certain period of time
option
forward
futures
warrant
swap
An agreement between two parties on the future delivery of the subject of the contract, concluded on the exchange is
a futures contract
an option
a forward contract
a warrant
a swap
An agreement between two parties on the future delivery of the subject of the contract (securities, currencies, goods) is
a forward contract
a futures contract
an option
a warrant
a swap
Which option gives the holder the right to buy the underlying asset by a certain date at a certain price
Call option
Put option
A European option
An American option
Bermuda Option
Which option gives the holder the right to sell the underlying asset by a certain date for a certain price
Put option
Call option
A European option
An American option
Bermuda Option
The fixed price per unit of the underlying asset at which the transaction will be made if the option is exercised is
the strike price
the issue price
the nominal price
the market price
the exchange price
Which option can be exercised only on a certain date
A European option
An American option
Bermuda Option
Put option
Call option
Which option can be exercised any day before the expiry of its term
An American option
A European option
Bermuda Option
Put option
Call option
Which of the options can be executed during the entire period of validity, but only at pre agreed moments
Bermuda Option
An American option
A European option
Put option
Call option
A trade and financial exchange operation in the form of exchange of various assets, in which the conclusion of a transaction for the purchase of securities, currency is accompanied by the conclusion of a counter-deal, a transaction for the return sale of the same goods after a certain period on the same or other terms is
a swap
a forward contract
a futures contract
an option
a warrant
Debt securities issued by the state
government securities
shares
bonds
an option
a warrant
Does not apply to the purposes of issue of state securities in the Republic of Kazakhstan
financing of second tier banks
financing of targeted state programs (housing, social security, etc.)
financing of the Republican budget deficit on a non-inflationary basis (without additional issue of money into circulation)
regulation of economic activity (money supply in circulation, impact on prices and inflation, economic growth, investment directions, etc.)
providing all participants of the securities market with reliable and highly liquid means of saving their finances (the yield on the GS exceeds the level of inflation)
What is the name of the state short-term Treasury obligations issued on such terms: nominal value-100 tenge; uncertificated ordinary government securities, the interest rate is fixed?
MEKKAM
MEOKAM
МЕУКАМ
МЕОИКАМ
МУИКАМ
As the state medium-term Treasury obligations issued on such conditions are called: nominal value - 1000 tenge; non-documentary coupon government securities; payment of coupons 2 times a year, the interest rate is fixed
MEOKAM
MEKKAM
МЕУКАМ
МЕОИКАМ
МУИКАМ
What are the state long-term Treasury obligations issued on such conditions: nominal value - 1000 tenge; uncertificated coupon government securities, payment of coupons once a year, the interest rate is fixed
MEУKAM
MEKKAM
МЕОКАМ
МЕОИКАМ
МУИКАМ
As the state medium-term indexed Treasury obligations issued on such conditions are called: nominal value - 1000 tenge; non-documentary coupon government securities indexed to the consumer price index, payment of coupons 2 times a year, the interest rate is not fixed (floating)
МЕОИКАМ
MEУKAM
MEKKAM
МЕОКАМ
МУИКАМ
What are the state long-term indexed Treasury bonds issued on the following conditions: nominal value – 1000 tenge; book-entry coupon-denominated government securities indexed to the consumer price index, the payment of coupon 1 time per year, interest rate nericcio-bathroom (floating)
МУИКАМ
МЕОИКАМ
MEУKAM
MEKKAM
МЕОКАМ
As the state long-term savings Treasury obligations issued on such conditions are called: nominal value - 1000 tenge; non-documentary coupon government securities are placed among the accumulative pension funds indexed to the consumer price index, payment of coupons once a year, the interest rate is not fixed (floating)
МЕУЖКАМ
МЕОИКАМ
MEУKAM
MEKKAM
МЕОКАМ
As the state special medium-term Treasury obligations issued on such conditions are called: nominal value - the amount in tenge equivalent to 10 us dollars; non-documentary cash government securities; primary placement is carried out only among individuals; frequency of payment of remuneration-semi-annual; payment of remuneration is carried out within two working days from the date of payment in tenge at the official exchange rate of tenge to the us dollar established by the National Bank of the Republic of Kazakhstan on the date of payment of remuneration; fixed interest rate
МАОКАМ
МЕОИКАМ
MEУKAM
MEKKAM
МЕОКАМ
The objective necessity of finances is connected with
the needs of social development
commodity-money
the origin of money
the origin of money and the state
socio-economical needs
Emphasize element of financial system
Federal finances, finances of household entities, finances of population
State budget, mechanism of financial management, finances of enterprises and organizations
Off-budget funds, state budget, state loan
Finances of material production, finances of population, state budget
Federal finances; finances of enterprises, companies and institutions; finances of population
Information, organization, planning, regulation and control:
Elements of regulating finances
Types of financial control
Forms of financial planning
Methods of financial management
Principles of financial management
<question>In financial planning following methods are used
Balance, goals management, extrapolation, normative, math -economical
Extrapolation, balance, index method, interpolation
Index method, normative, component method, multi-choice of calculation, goals management
Interpolation, index method, goals management, balance
Index, balance, goals management, normative, math -economical
Single out forms of financial control
Preliminary, current, following
Preliminary, in-house, social
State, audit, departmental
Parliamentary, current, in-house
Current, following, deput
Finances of enterprises make the main part of financial system because
National profit is made in this sphere
The cost of social product is spread
Are the main source of people’s income
Provide mobilization of central resources
None of answers is correct
According to the methods of mobilization state income is divided into:
Central and decentralize
Tax, non-tax
Income formed on the basis of material production and income formed in non-production-related basis
State income, state financial recourses
Tax, non-tax, external-economic
The main source of state income is
taxes
National wealth
National income
state loans
financial resources
Totality of taxes’ types on the territory of the country, number of methods, principles of their formation as well as the bodies organizing tax relations is:
tax system
tax mechanism
tax legislation
tax politics
financial system
Define the consistence of local finances
Finances of special economical zones
republican and local budget
local budget, finances of local enterprises, off-budget funds of local authorities
Finances of special zones
finances of local enterprises, local loans
Define a position of state loan in financial system
is included n financial system provisionally
is taking a leading position
is taking main basic position of financial system
is not included into financial system
is included into financial system
The amount of money of household subjects after excluding a cost, expensive during the period, taxes is
balance of income
income from production realization (service, work)
earning from production realization (service, work)
net income
taxation income
Commercial calculation, planning, equality of all forms of property, availability of financial reserves are
principles of finance organization in enterprises
the main features of finances in enterprises
functions of finances in enterprises
methods of holding commercial activities
methods of finance organization in enterprises
The role of state budget as a tool of economy controlling can be observed as
influence on economy via budget mechanism
holding controlling and distributive functions
the tool with the help of which social product is spread
effective tool of financial control
None of answers is correct
Social transfers of household entities include:
all mentioned above
pensions, benefits
grant, compensational payment
donations
grants, compensational payment and donations
The functions of insurance are
redistributional, risky
distributional, control, regulative
fiscal, redisributional, regulative
fiscal, distributional, control
preventing, saving, control
Systematic code of customs duties in the country
Customs code
customs rate
preferencial
customs norms
customs rules
In cases when government takes responsibility on loans repayment and other duties performance from legal entities it’s role is as a
Guarantee
Bankrupt
Creditor
Recipient
Borrower
State budget has following functions:
distributional, control
fiscal, regulative
distributive and productive
redistributive and money
redistributive, stabilization, allocative
Define connected elements in finance regulation
information, planning, organization, control, regulation
information, democracy, responsibility, regulation, control
science, organization, planning, сcontinuity of decisions
combination of economic and administrative methods, science, democracy, organization
No correct answer
Commercial calculation, budget financing and pay back of expenses are
principles of construction of finances in enterprises
principles of financial system organization
methods of household operation in non-production field
methods of household operation in material production
methods of household operation in non-material production
Authorized, reserved, saving fund, consumer fund, currency, fund of payment for labor, constructional funds are
financial funds of enterprises
current capital fund of enterprises
financial figures of enterprises
funds of economic stimulation
self-sustained funds of enterprises
Which functions refer to finances of households
distributional
productional
stimulative
redistributional
saving
The particularity of finance control is that it is hold
by means of money
in natural form
in material-substantial form
in money measure form
no correct answer
According to financial content state income is divided into:
tax, non-tax
centralized, non-centralized
republican, local
income in field of material production and income in non-production area
No correct answer
System of economic relations which leads to formation of means for material base of state budget and its functioning
state income
State budget
Tax
State loan
state finances
Name types of tax rates
progressive, regressive, firm, proportional
advaler, proportional, combine
compensational , social, progressive
special, nominal, preferential
firm, proportional, combined
According to an object of taxation and relations with payer taxes are dived into
direct, indirect
common, special
state, local
progressive. proportional
global, scheduled
Intentional matter of financing, non-repayable way of financing, financing according to implemented plan, following the economy regime, planning – are
principles of state financing expenses organization
ways of state financing expenses organization
methods of state financing expenses organization
features of state expenses
criteria of budget regulation
Which statement corresponds to the notion “state budget”
All mentioned above
Economic category and centralized state fund
legislative law
main financial plan of the state
tool influencing economy in general
Degree of interference of state into economy is defined by
the economy condition
The political structure
The financial politics
The form of ruling
The level of production development
State budget has the following functions:
distributive, control
fiscal, regulative
distributive, reproductional
redistributional, money
redistributional, stabilization
Superior body of state financial control subordinate and accountable to the president of PK
Counting committee
Agengy of financial control
Tax Committee
The Committee of customs control
The committee of Treasury
