wayground logo

Free Printable Worksheets

Font size

S
M
L
XL
Worksheets

FMS PGDM BATCH 23-25 Division C T2

Total questions: 20

Worksheet time: 40mins

Name
Class
Date
1.

Financial derivatives include

a)

Forwards

b)

Options

c)

Futures

d)

All of the above

2.

A contract that requires the investor to buy securities on a future date is called a

a)

short contract

b)

long contract

c)

hedge

d)

cross

3.

The advantage of forward contracts over future contracts is that they

a)

are standardized

b)

have lower default risk

c)

are more liquid

d)

none of the above

4.

The number of futures contracts outstanding is called

a)

liquidity

b)

volume

c)

float

d)

open interest

5.

Futures differ from forwards because they are

a)

used to hedge portfolios

b)

used to hedge individual securities

c)

used in both financial and foreign exchange markets

d)

a standardized contract

6.

Options are contracts that give the purchasers the

a)

option to buy or sell an underlying asset

b)

the obligation to buy or sell an underlying asset

c)

the right to hold an underlying asset

d)

the right to switch payment streams

7.

A put option gives the seller

a)

the right to sell the underlying security

b)

the obligation to sell the underlying security

c)

the right to buy the underlying security

d)

the obligation to buy the underlying security

8.

If you buy a put option on treasury futures at 110, and at expiration the market price is 115,

a)

the call will be exercised

b)

the put will be exercised

c)

the call will not be exercised

d)

the put will not be exercised.

9.

Options on individual stocks are referred to as

a)

stock options

b)

futures options

c)

American options

d)

individual options

10.

An option allowing the owner to sell an asset at a future date is a

a)

put option

b)

call option

c)

swap

d)

forward contract

11.

NAV in mutual funds stand for 

a)

Net Asset Value

b)

Net Assessment value

c)

Net Amortization value

d)

Net Advance value

12.

What is the maximum period for which New Fund Offer (NFO) can remain open in market?

a)

45 days

b)

30 days

c)

15 days

d)

10 days

13.

Which color code represents lowest level of risk in a mutual fund scheme?  

a)

Blue

b)

Green

c)

Yellow

d)

Brown

14.

Which one of the following is not the characteristics of mutual funds?

a)

Consistent Investment process

b)

Strong fund management

c)

Diversity in interest rates

d)

Differences from the benchmark

15.

Which among the following is NOT a correct statement?

a)

Hedge funds are not mutual funds

b)

Hedge funds can be sold to public

c)

Investors in mutual funds must pay various fees and expenses

d)

Mutual funds provide economies of scale to investment decisions

16.

Horse racing, card games, and the lottery are all instances of ___.

a)

Investing

b)

Gambling

c)

Speculating

d)

 Arbitrage

17.

Liquid funds are the funds that invest in securities with a maturity period of upto __ days

a)

366

b)

31

c)

91

d)

121

18.

The NAV of mutual fund scheme must by mutual fund on ___basis

a)

Daily

b)

Weekly

c)

Monthly

d)

Yearly

19.

Fund of funds (FoF) mutual funds invests in _________

a)

Equities

b)

Corporate Bonds

c)

G-Sec

d)

Other Mutual Funds

20.

The functions and responsibilities of the sponsor, AMC, trustees, and custodian of the mutual fund are listed in

a)

offer document only

b)

key information memorandum

c)

both offer document and key information memorandum

d)

none of the above